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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
676
NVIDIA
NVDA
$5.42T
– –
-138,960
Closed -$85K
NWSA icon
677
News Corp Class A
NWSA
$15.4B
– –
-1
Closed –
NX icon
678
Quanex
NX
$1.01B
– –
-1,710
Closed -$31K
NXPI icon
679
NXP Semiconductors
NXPI
$60.4B
– –
-176
Closed -$15K
ADAM
680
Adamas Trust
ADAM
$883M
– –
-183
Closed -$4K
O icon
681
Realty Income
O
$59.1B
– –
-3,096
Closed -$142K
OCSL icon
682
Oaktree Specialty Lending
OCSL
$1.14B
– –
-33
Closed –
OHI icon
683
Omega Healthcare
OHI
$14.7B
– –
-1,450
Closed -$50K
OIH icon
684
VanEck Oil Services ETF
OIH
$1.92B
– –
-10
Closed -$5K
OII icon
685
Oceaneering
OII
$4.77B
– –
-787
Closed -$30K
OMC icon
686
Omnicom Group
OMC
$23.4B
– –
-1,400
Closed -$92K
OMCL icon
687
Omnicell
OMCL
$1.68B
– –
-1,113
Closed -$34K
OPK icon
688
Opko Health
OPK
$1.02B
– –
-1,275
Closed -$10K
ORCL icon
689
Oracle
ORCL
$423B
– –
-3,793
Closed -$137K
ORMP icon
690
Oramed Pharmaceuticals
ORMP
$179M
– –
-84
Closed –
OTEX icon
691
Open Text
OTEX
$6.04B
– –
-7,464
Closed -$167K
OXY icon
692
Occidental Petroleum
OXY
$55.9B
– –
-677
Closed -$44K
OZK icon
693
Bank OZK
OZK
$5.61B
– –
-3,190
Closed -$139K
PAA icon
694
Plains All American Pipeline
PAA
$16.1B
– –
-6,379
Closed -$193K
PAAS icon
695
Pan American Silver
PAAS
$21.6B
– –
-1,000
Closed -$6K
PANW icon
696
Palo Alto Networks
PANW
$297B
– –
-1,950
Closed -$55K
PAYX icon
697
Paychex
PAYX
$42.7B
– –
-1,687
Closed -$80K
PBA icon
698
Pembina Pipeline
PBA
$27.6B
– –
-510
Closed -$12K
PBE icon
699
Invesco Biotechnology & Genome ETF
PBE
$292M
– –
-166
Closed -$7K
PBR icon
700
Petrobras
PBR
$116B
– –
-575
Closed -$2K
26 27
28
29 30

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.