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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AY
676
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$8K ﹤0.01%
300
-77
-20% -$2.29K
RAD
677
DELISTED
Rite Aid Corporation
RAD
$8K ﹤0.01%
+50
New +$5.55K
NTUS
678
DELISTED
Natus Medical Inc
NTUS
$8K ﹤0.01%
221
– –
DATA
679
DELISTED
Tableau Software, Inc.
DATA
$8K ﹤0.01%
100
– –
CAB
680
DELISTED
Cabela's Inc
CAB
$8K ﹤0.01%
150
-950
-86% -$49.9K
ADBE icon
681
Adobe
ADBE
$105B
$7K ﹤0.01%
100
– –
BHP icon
682
BHP
BHP
$230B
$7K ﹤0.01%
183
-640
-78% -$29.5K
BOH icon
683
Bank of Hawaii
BOH
$3.13B
$7K ﹤0.01%
+120
New +$6.92K
CMPR icon
684
Cimpress
CMPR
$2.31B
$7K ﹤0.01%
90
+60
+200% +$3.89K
DTD icon
685
WisdomTree US Total Dividend Fund
DTD
$1.69B
$7K ﹤0.01%
+192
New +$7.01K
EQNR icon
686
Equinor
EQNR
$92.4B
$7K ﹤0.01%
400
+200
+100% +$4.26K
FDS icon
687
Factset
FDS
$10.2B
$7K ﹤0.01%
47
-92
-66% -$12.2K
FLS icon
688
Flowserve
FLS
$10.2B
$7K ﹤0.01%
120
+50
+71% +$3.18K
IGE icon
689
iShares North American Natural Resources ETF
IGE
$758M
$7K ﹤0.01%
178
-650
-79% -$26.3K
IXUS icon
690
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$7K ﹤0.01%
126
+42
+50% +$2.29K
LNT icon
691
Alliant Energy
LNT
$18B
$7K ﹤0.01%
210
-78
-27% -$2.42K
MSA icon
692
Mine Safety
MSA
$7.49B
$7K ﹤0.01%
+125
New +$6.61K
MU icon
693
Micron Technology
MU
$991B
$7K ﹤0.01%
200
-17
-8% -$563
NTGR icon
694
NETGEAR
NTGR
$635M
$7K ﹤0.01%
200
– –
OCSL icon
695
Oaktree Specialty Lending
OCSL
$1.14B
$7K ﹤0.01%
+287
New +$7.42K
PUI icon
696
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.4M
$7K ﹤0.01%
301
+26
+9% +$600
RSG icon
697
Republic Services
RSG
$65.7B
$7K ﹤0.01%
+165
New +$6.47K
SYK icon
698
Stryker
SYK
$130B
$7K ﹤0.01%
70
– –
UI icon
699
Ubiquiti
UI
$34.3B
$7K ﹤0.01%
+250
New +$7.96K
V icon
700
Visa
V
$677B
$7K ﹤0.01%
100
-200
-67% -$12K
26 27
28
29 30

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.