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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAK icon
651
iShares US Insurance ETF
IAK
$540M
$12K ﹤0.01%
+250
New +$12.8K
INDA icon
652
iShares MSCI India ETF
INDA
$6.63B
$12K ﹤0.01%
+411
New +$12.1K
IONS icon
653
Ionis Pharmaceuticals
IONS
$9.4B
$12K ﹤0.01%
300
-200
-40% -$10.4K
PBA icon
654
Pembina Pipeline
PBA
$27.6B
$12K ﹤0.01%
510
– –
PDP icon
655
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$12K ﹤0.01%
305
-200
-40% -$8.53K
VCR icon
656
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$12K ﹤0.01%
104
-15
-13% -$1.86K
MFD
657
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$12K ﹤0.01%
1,000
– –
PXD
658
DELISTED
Pioneer Natural Resource Co.
PXD
$12K ﹤0.01%
100
– –
AKP
659
DELISTED
Alliance Californa Muni Fd
AKP
$12K ﹤0.01%
+900
New +$12.1K
ADRE
660
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$12K ﹤0.01%
431
– –
BIE
661
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$12K ﹤0.01%
+900
New +$12.8K
BBK
662
DELISTED
Blackrock Municipal Bond Trust
BBK
$12K ﹤0.01%
+800
New +$12.2K
APTV icon
663
Aptiv
APTV
$10.3B
$11K ﹤0.01%
153
-2,501
-94% -$192K
CNI icon
664
Canadian National Railway
CNI
$76.6B
$11K ﹤0.01%
200
– –
DGRS icon
665
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
$11K ﹤0.01%
+427
New +$11.9K
DGS icon
666
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$11K ﹤0.01%
325
-60
-16% -$2.32K
DMB
667
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$11K ﹤0.01%
+1,000
New +$11.7K
EEMV icon
668
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$11K ﹤0.01%
224
+106
+90% +$5.61K
EWL icon
669
iShares MSCI Switzerland ETF
EWL
$2.23B
$11K ﹤0.01%
391
-3,682
-90% -$120K
FE icon
670
FirstEnergy
FE
$27.5B
$11K ﹤0.01%
377
– –
GURU icon
671
Global X Guru Index ETF
GURU
$63.5M
$11K ﹤0.01%
480
– –
HSY icon
672
Hershey
HSY
$36.6B
$11K ﹤0.01%
125
+10
+9% +$911
IQDF icon
673
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$11K ﹤0.01%
+562
New +$13.1K
MET icon
674
MetLife
MET
$62.1B
$11K ﹤0.01%
266
+144
+118% +$6.73K
NOC icon
675
Northrop Grumman
NOC
$81.2B
$11K ﹤0.01%
72
– –
25 26
27
28 29

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.