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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAV
626
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-1,500
Closed -$19K
MBOT icon
627
Microbot Medical
MBOT
$127M
– –
-1
Closed –
MD icon
628
Pediatrix Medical
MD
$2.2B
– –
-180
Closed -$13K
MDIV icon
629
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
– –
-205
Closed -$3K
MDLZ icon
630
Mondelez International
MDLZ
$79.9B
– –
-172
Closed -$7K
MDT icon
631
Medtronic
MDT
$112B
– –
-991
Closed -$66K
MED icon
632
Medifast
MED
$141M
– –
-500
Closed -$13K
MELI icon
633
Mercado Libre
MELI
$92.3B
– –
-1,698
Closed -$154K
MET icon
634
MetLife
MET
$62.1B
– –
-266
Closed -$11K
MFC icon
635
Manulife Financial
MFC
$73.5B
– –
-494
Closed -$7K
MFG icon
636
Mizuho Financial
MFG
$130B
– –
-1,500
Closed -$5K
MFM
637
Aberdeen Municipal Income Fund
MFM
$224M
– –
-4,900
Closed -$31K
MGA icon
638
Magna International
MGA
$18.8B
– –
-410
Closed -$19K
MGC icon
639
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
– –
-109
Closed -$7K
MGEE icon
640
MGE Energy Inc
MGEE
$3.08B
– –
-580
Closed -$23K
MGM icon
641
MGM Resorts International
MGM
$11.2B
– –
-4,310
Closed -$79K
MHI
642
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-6,828
Closed -$86K
MIY icon
643
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
– –
-1,000
Closed -$13K
MKC icon
644
McCormick & Company Non-Voting
MKC
$14.2B
– –
-450
Closed -$18K
MLI icon
645
Mueller Industries
MLI
$15.2B
– –
-1,324
Closed -$9K
MMS icon
646
Maximus
MMS
$3.1B
– –
-300
Closed -$17K
MNKD icon
647
MannKind Corp
MNKD
$1.32B
– –
-113
Closed -$1K
MOAT icon
648
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
– –
-210
Closed -$5K
CALY
649
Callaway Golf Company
CALY
$3.14B
– –
-10
Closed –
MOO icon
650
VanEck Agribusiness ETF
MOO
$969M
– –
-457
Closed -$20K
24 25
26
27 28

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.