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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
626
Ingredion
INGR
$6.58B
$14K ﹤0.01%
163
-77
-32% -$6.6K
LKQ icon
627
LKQ Corp
LKQ
$6.29B
$14K ﹤0.01%
525
-125
-19% -$3.81K
SCHF icon
628
Schwab International Equity ETF
SCHF
$68.7B
$14K ﹤0.01%
1,036
– –
UPS icon
629
United Parcel Service
UPS
$88.9B
$14K ﹤0.01%
150
-3,178
-95% -$314K
ACWV icon
630
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$13K ﹤0.01%
195
– –
CIEN icon
631
Ciena
CIEN
$58.4B
$13K ﹤0.01%
650
– –
DLTR icon
632
Dollar Tree
DLTR
$25.2B
$13K ﹤0.01%
198
+73
+58% +$5.48K
GEO icon
633
The GEO Group
GEO
$4.04B
$13K ﹤0.01%
686
-213
-24% -$4.71K
GNSS icon
634
Genasys
GNSS
$79.2M
$13K ﹤0.01%
8,000
– –
HIG icon
635
Hartford Financial Services
HIG
$39.3B
$13K ﹤0.01%
+300
New +$13.9K
IXUS icon
636
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$13K ﹤0.01%
278
+18
+7% +$942
MD icon
637
Pediatrix Medical
MD
$2.2B
$13K ﹤0.01%
+180
New +$14.5K
MED icon
638
Medifast
MED
$141M
$13K ﹤0.01%
500
– –
MIY icon
639
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$13K ﹤0.01%
+1,000
New +$13.3K
NEOG icon
640
Neogen
NEOG
$2.5B
$13K ﹤0.01%
+800
New +$15.7K
PFM icon
641
Invesco Dividend Achievers ETF
PFM
$808M
$13K ﹤0.01%
714
+3
+0.4% +$61
TTE icon
642
TotalEnergies
TTE
$190B
$13K ﹤0.01%
187,316,832
-2,725,899
-1% -$273
VGIT icon
643
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$13K ﹤0.01%
204
-1,500
-88% -$97.2K
AKS
644
DELISTED
AK Steel Holding Corp
AKS
$13K ﹤0.01%
5,750
+2,505
+77% +$7.29K
AET
645
DELISTED
Aetna Inc
AET
$13K ﹤0.01%
127
+50
+65% +$5.78K
BSJF
646
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$13K ﹤0.01%
512
+2
+0.4% +$52
AVGO icon
647
Broadcom
AVGO
$2.04T
$12K ﹤0.01%
+1,000
New +$12.6K
BIP icon
648
Brookfield Infrastructure Partners
BIP
$18B
$12K ﹤0.01%
882
+126
+17% +$2.04K
FSLR icon
649
First Solar
FSLR
$26.9B
$12K ﹤0.01%
300
– –
HYEM icon
650
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$12K ﹤0.01%
+554
New +$12.9K
24 25
26
27 28

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.