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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLD icon
626
Royal Gold
RGLD
$19.5B
$14K ﹤0.01%
210
-130
-38% -$9.7K
STZ icon
627
Constellation Brands
STZ
$23.2B
$14K ﹤0.01%
156
– –
MIC
628
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$14K ﹤0.01%
215
-47
-18% -$3.27K
VAR
629
DELISTED
Varian Medical Systems, Inc.
VAR
$14K ﹤0.01%
203
-1,031
-84% -$76K
TE
630
DELISTED
TECO ENERGY INC
TE
$14K ﹤0.01%
810
-103
-11% -$1.82K
BABA icon
631
Alibaba
BABA
$308B
$13K ﹤0.01%
+150
New +$13.5K
BBWI icon
632
Bath & Body Works
BBWI
$4.1B
$13K ﹤0.01%
247
– –
EMN icon
633
Eastman Chemical
EMN
$8.42B
$13K ﹤0.01%
155
– –
EW icon
634
Edwards Lifesciences
EW
$51.7B
$13K ﹤0.01%
768
-312
-29% -$4.92K
EWL icon
635
iShares MSCI Switzerland ETF
EWL
$2.23B
$13K ﹤0.01%
391
-7,600
-95% -$254K
GGB icon
636
Gerdau
GGB
$9.7B
$13K ﹤0.01%
3,294
+51
+2% +$233
HIX
637
Western Asset High Income Fund II
HIX
$355M
$13K ﹤0.01%
1,500
– –
IVR icon
638
Invesco Mortgage Capital
IVR
$805M
$13K ﹤0.01%
80
– –
MFA
639
MFA Financial
MFA
$933M
$13K ﹤0.01%
429
-307
-42% -$10.1K
NI icon
640
NiSource
NI
$20.4B
$13K ﹤0.01%
809
– –
PGX icon
641
Invesco Preferred ETF
PGX
$3.79B
$13K ﹤0.01%
909
– –
SCHW
642
Charles Schwab
SCHW
$187B
$13K ﹤0.01%
443
-88
-17% -$2.49K
TD icon
643
Toronto Dominion Bank
TD
$200B
$13K ﹤0.01%
257
-36
-12% -$1.87K
TJX icon
644
TJX Companies
TJX
$178B
$13K ﹤0.01%
438
– –
AY
645
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$13K ﹤0.01%
+377
New +$14.2K
AGU
646
DELISTED
Agrium
AGU
$13K ﹤0.01%
150
– –
ESV
647
DELISTED
Ensco Rowan plc
ESV
$13K ﹤0.01%
77
-261
-77% -$51.7K
APO icon
648
Apollo Global Management
APO
$73.4B
$12K ﹤0.01%
500
-85,883
-99% -$2.15M
BLV icon
649
Vanguard Long-Term Bond ETF
BLV
$5.75B
$12K ﹤0.01%
131
– –
CCI icon
650
Crown Castle
CCI
$32.2B
$12K ﹤0.01%
150
– –
24 25
26
27 28

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.