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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
(+11%)
Cap. Flow
+$44.3M
Cap. Flow
% of AUM
3.03%
Top 10 Holdings %
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Small Cap Value AlphaDEX Fund
FYT
|
+$6.7M |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$6.22M |
| 3 |
First Trust India Nifty 50 Equal Weight ETF
NFTY
|
+$6.13M |
| 4 |
Invesco Large Cap Growth ETF
PWB
|
+$5.98M |
| 5 |
Invesco Total Return Bond ETF
GTO
|
+$5.73M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$13.5M |
| 2 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.28M |
| 3 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$6.21M |
| 4 |
First Trust Large Cap Value AlphaDEX Fund
FTA
|
+$5.28M |
| 5 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$4.65M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.36% |
| 2 | Healthcare | 5.17% |
| 3 | Consumer Staples | 4.54% |
| 4 | Financials | 3.98% |
| 5 | Consumer Discretionary | 3.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Unum
UNM
$14.4B
| – | – |
-6,713
| Closed | -$304K |
|
602
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
| – | – |
-3,930
| Closed | -$229K |
|
|
WBA
603
DELISTED
Walgreens Boots Alliance
WBA
| – | – |
-13,890
| Closed | -$363K |
|
604
FT Vest US Equity Enhance & Moderate Buffer ETF July
XJUL
$44.7M
| – | – |
-6,384
| Closed | -$205K |
|
605
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.58B
| – | – |
-1,622
| Closed | -$222K |
|
606
Zscaler
ZS
$28.4B
| – | – |
-1,006
| Closed | -$223K |
|
|
PETV
607
DELISTED
PetVivo Holdings, Inc. Common Stock
PETV
| $0 | ﹤0.01% |
19,000
-2,377
| -11% | -$2.75K |
|
|
CYA
608
DELISTED
Simplify Tail Risk Strategy ETF
CYA
| – | – |
-50,660
| Closed | -$206K |
|
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Regal Investment Advisors's Q1 2024 Portfolio in Review
As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.
- Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
- Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
- Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
- Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
- Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
- Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
- Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.
Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.