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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVYE icon
601
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$16K ﹤0.01%
550
– –
EMN icon
602
Eastman Chemical
EMN
$8.42B
$16K ﹤0.01%
260
+85
+49% +$6.28K
ETN icon
603
Eaton
ETN
$174B
$16K ﹤0.01%
326
– –
HCSG icon
604
Healthcare Services Group
HCSG
$1.53B
$16K ﹤0.01%
481
– –
KR icon
605
Kroger
KR
$34.8B
$16K ﹤0.01%
470
– –
LNG icon
606
Cheniere Energy
LNG
$52.9B
$16K ﹤0.01%
343
+288
+524% +$17.8K
MT icon
607
ArcelorMittal
MT
$55.3B
$16K ﹤0.01%
1,388
-224
-14% -$4.16K
PGEN icon
608
Precigen
PGEN
$2.59B
$16K ﹤0.01%
515
-413
-45% -$20.2K
PGX icon
609
Invesco Preferred ETF
PGX
$3.79B
$16K ﹤0.01%
1,116
-713
-39% -$10.4K
REM icon
610
iShares Mortgage Real Estate ETF
REM
$548M
$16K ﹤0.01%
424
+250
+144% +$10.6K
VGM icon
611
Invesco Trust Investment Grade Municipals
VGM
$564M
$16K ﹤0.01%
+1,300
New +$16.6K
MLPI
612
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$16K ﹤0.01%
+605
New +$19.3K
CMO
613
DELISTED
Capstead Mortgage Corp.
CMO
$16K ﹤0.01%
1,682
– –
BXMX
614
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$15K ﹤0.01%
+1,242
New +$15.8K
GLW icon
615
Corning
GLW
$143B
$15K ﹤0.01%
880
+62
+8% +$1.11K
NSC icon
616
Norfolk Southern
NSC
$75.1B
$15K ﹤0.01%
200
– –
NXPI icon
617
NXP Semiconductors
NXPI
$60.4B
$15K ﹤0.01%
176
-272
-61% -$24.5K
SHV icon
618
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$15K ﹤0.01%
137
– –
SJM icon
619
J.M. Smucker
SJM
$12.8B
$15K ﹤0.01%
135
+85
+170% +$9.48K
WOOD icon
620
iShares Global Timber & Forestry ETF
WOOD
$274M
$15K ﹤0.01%
+350
New +$17.3K
RSX
621
DELISTED
VanEck Russia ETF
RSX
$15K ﹤0.01%
1,006
-886
-47% -$14.6K
ARMH
622
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$15K ﹤0.01%
350
– –
APA icon
623
APA Corp
APA
$13.2B
$14K ﹤0.01%
377
-209
-36% -$9.51K
D icon
624
Dominion Energy
D
$59.3B
$14K ﹤0.01%
200
– –
FAF icon
625
First American
FAF
$7.58B
$14K ﹤0.01%
378
– –
23 24
25
26 27

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.