We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBBY
601
Bed Bath & Beyond
BBBY
$442M
$12K 0.01%
799
– –
GAM
602
General American Investors Company
GAM
$1.61B
$12K 0.01%
333
+332
+33,200% +$11.4K
IGR
603
CBRE Global Real Estate Income Fund
IGR
$713M
$12K 0.01%
1,400
-4,028
-74% -$33K
MXI icon
604
iShares Global Materials ETF
MXI
$362M
$12K 0.01%
+200
New +$12.3K
NDLS icon
605
Noodles & Co
NDLS
$107M
$12K 0.01%
38
– –
PH icon
606
Parker-Hannifin
PH
$135B
$12K 0.01%
100
– –
POR icon
607
Portland General Electric
POR
$5.77B
$12K 0.01%
375
– –
PRFZ icon
608
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$12K 0.01%
580
– –
PWV icon
609
Invesco Large Cap Value ETF
PWV
$1.72B
$12K 0.01%
400
– –
SHV icon
610
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$12K 0.01%
109
-335
-75% -$36.9K
SLF icon
611
Sun Life Financial
SLF
$45.4B
$12K 0.01%
346
-41
-11% -$1.41K
WPX
612
DELISTED
WPX Energy, Inc.
WPX
$12K 0.01%
666
-600
-47% -$11.1K
P
613
DELISTED
Pandora Media Inc
P
$12K 0.01%
+400
New +$13.9K
UN
614
DELISTED
Unilever NV New York Registry Shares
UN
$12K 0.01%
297
– –
PXMC
615
DELISTED
POWERSHARES FUNDAMENTAL PURE MID CORE PORTFOLIO
PXMC
$12K 0.01%
335
– –
OIL
616
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$12K 0.01%
500
– –
AIG icon
617
American International
AIG
$41.3B
$11K ﹤0.01%
212
+64
+43% +$3.18K
BBWI icon
618
Bath & Body Works
BBWI
$4.1B
$11K ﹤0.01%
+247
New +$11.2K
BLV icon
619
Vanguard Long-Term Bond ETF
BLV
$5.75B
$11K ﹤0.01%
131
– –
CCI icon
620
Crown Castle
CCI
$32.2B
$11K ﹤0.01%
150
– –
DEW icon
621
WisdomTree Global High Dividend Fund
DEW
$155M
$11K ﹤0.01%
225
– –
HCA icon
622
HCA Healthcare
HCA
$89.5B
$11K ﹤0.01%
+200
New +$9.95K
HIG icon
623
Hartford Financial Services
HIG
$39.3B
$11K ﹤0.01%
300
– –
LUMN icon
624
Lumen
LUMN
$6.44B
$11K ﹤0.01%
336
– –
NI icon
625
NiSource
NI
$20.4B
$11K ﹤0.01%
809
– –
23 24
25
26 27

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.