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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
(-3.5%)
Cap. Flow
+$11.2M
Cap. Flow
% of AUM
1.03%
Top 10 Holdings %
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
|
+$9.58M |
| 2 |
iShares MSCI Intl Quality Factor ETF
IQLT
|
+$7.79M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$5.71M |
| 4 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.63M |
| 5 |
Vanguard High Dividend Yield ETF
VYM
|
+$4.88M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
|
+$7.85M |
| 2 |
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
|
+$6.28M |
| 3 |
Vanguard Total Bond Market
BND
|
+$5.11M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$1.94M |
| 5 |
iShares TIPS Bond ETF
TIP
|
+$1.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.26% |
| 2 | Healthcare | 5.58% |
| 3 | Consumer Staples | 3.92% |
| 4 | Consumer Discretionary | 3.22% |
| 5 | Financials | 3.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
ProShares UltraPro QQQ
TQQQ
$37.1B
| – | – |
-5,180
| Closed | -$215K |
|
577
TSMC
TSM
$2.19T
| – | – |
-2,389
| Closed | -$287K |
|
578
Unilever
UL
$135B
| – | – |
-4,805
| Closed | -$291K |
|
579
Veeva Systems
VEEV
$38.2B
| – | – |
-979
| Closed | -$250K |
|
580
State Street SPDR S&P Retail ETF
XRT
$655M
| – | – |
-14,174
| Closed | -$1.28M |
|
581
iShares Future Exponential Technologies ETF
XT
$3.98B
| – | – |
-3,080
| Closed | -$204K |
|
582
Amplify CEF High Income ETF
YYY
$741M
| – | – |
-19,099
| Closed | -$318K |
|
|
BERY
583
DELISTED
Berry Global Group, Inc.
BERY
| – | – |
-3,686
| Closed | -$250K |
|
|
NVTA
584
DELISTED
Invitae Corporation
NVTA
| – | – |
-21,566
| Closed | -$329K |
|
|
FTCH
585
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| – | – |
-13,107
| Closed | -$438K |
|
|
HYLD
586
DELISTED
High Yield ETF
HYLD
| – | – |
-14,722
| Closed | -$465K |
|
|
KL
587
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| – | – |
-6,790
| Closed | -$285K |
|
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Regal Investment Advisors's Q1 2022 Portfolio in Review
As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.
By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.
- Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
- Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
- Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
- Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
- Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
- Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
- Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.
Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.