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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.67B
AUM Growth
+$136M
Cap. Flow
+$113M
Cap. Flow %
6.74%
Top 10 Hldgs %
20.29%
Holding
608
New
92
Increased
304
Reduced
167
Closed
24

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$8.33M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.02M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.28M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.74M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.63M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.86M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.51M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$3.03M
4
MU icon
Micron Technology
MU
+$2.88M
5
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.1M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Healthcare 4.98%
3 Consumer Staples 3.53%
4 Financials 3.2%
5 Industrials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
551
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$247K 0.01%
19,617
-13,806
-41% -$174K
PDX
552
PIMCO Dynamic Income Strategy Fund
PDX
$972M
$242K 0.01%
12,889
– –
BSCR icon
553
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$242K 0.01%
+12,235
New +$241K
HNDL icon
554
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$637M
$239K 0.01%
+10,839
New +$241K
FSI icon
555
Flexible Solutions
FSI
$64.1M
$235K 0.01%
34,960
+6,500
+23% +$51.3K
NLY icon
556
Annaly Capital Management
NLY
$17.2B
$233K 0.01%
+10,425
New +$227K
EXTR icon
557
Extreme Networks
EXTR
$3.19B
$233K 0.01%
14,000
– –
LUCK
558
Lucky Strike Entertainment
LUCK
$914M
$224K 0.01%
26,396
-34,200
-56% -$295K
NXJ
559
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$214K 0.01%
16,962
+794
+5% +$10.1K
SMR icon
560
NuScale Power
SMR
$4B
$214K 0.01%
15,115
+1,710
+13% +$48.9K
YYY icon
561
Amplify CEF High Income ETF
YYY
$741M
$196K 0.01%
+17,036
New +$199K
MUJ icon
562
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$652M
$183K 0.01%
15,406
– –
PCN
563
PIMCO Corporate & Income Strategy Fund
PCN
$886M
$166K 0.01%
+13,027
New +$167K
ETW
564
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$159K 0.01%
17,250
– –
MIY icon
565
BlackRock MuniYield Michigan Quality Fund
MIY
$355M
$159K 0.01%
13,536
+628
+5% +$7.27K
ARCO icon
566
Arcos Dorados Holdings
ARCO
$1.71B
$147K 0.01%
+20,032
New +$144K
UAA icon
567
Under Armour
UAA
$2.58B
$137K 0.01%
27,575
-2,650
-9% -$12.3K
SLS icon
568
SELLAS Life Sciences
SLS
$2.36B
$135K 0.01%
+35,900
New +$69.8K
SOUN icon
569
SoundHound AI
SOUN
$3.34B
$122K 0.01%
12,279
-5,000
-29% -$72K
ELVA
570
Electrovaya
ELVA
$485M
$102K 0.01%
+12,857
New +$77.7K
ACHR icon
571
Archer Aviation
ACHR
$4.78B
$94.9K 0.01%
12,614
+1,380
+12% +$13K
PMM
572
Franklin Managed Municipal Income Trust
PMM
$274M
$85.3K 0.01%
13,606
– –
AIOT
573
PowerFleet Inc
AIOT
$443M
$81.5K ﹤0.01%
15,323
+219
+1% +$1.12K
BLZE icon
574
Backblaze
BLZE
$1.21B
$75.2K ﹤0.01%
16,145
+4,733
+41% +$32.4K
STKL
575
DELISTED
SunOpta
STKL
$75.1K ﹤0.01%
19,765
+991
+5% +$4.5K
21 22
23
24 25

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Regal Investment Advisors held 608 positions worth $1.67B, up 8.9% from $1.54B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q4 2025, opening 92 new positions and adding to 304 existing holdings. Its largest new stake was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $4.86M trimmed.

  • Regal Investment Advisors's largest Q4 2025 buy was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.
  • Regal Investment Advisors added most to iShares S&P 500 Value ETF in Q4 2025, an estimated $8.33M increase.
  • Regal Investment Advisors's biggest Q4 2025 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $4.86M.
  • Regal Investment Advisors fully exited ON Semiconductor in Q4 2025, selling an estimated $1.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.67B portfolio in Q4 2025.
  • Regal Investment Advisors opened 92 new positions and closed 24 in Q4 2025.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.67B.

Based on Regal Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.