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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAT icon
551
iShares US Regional Banks ETF
IAT
$681M
– –
-150
Closed -$5K
IAU icon
552
iShares Gold Trust
IAU
$67.5B
– –
-1,124
Closed -$24K
IBB icon
553
iShares Biotechnology ETF
IBB
$9.77B
– –
-2,874
Closed -$290K
ICF icon
554
iShares Select U.S. REIT ETF
ICF
$2.09B
– –
-742
Closed -$34K
IEI icon
555
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
– –
-445
Closed -$55K
IEMG icon
556
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
– –
-1,655
Closed -$66K
IEP icon
557
Icahn Enterprises
IEP
$5.3B
– –
-110
Closed -$7K
IEV icon
558
iShares Europe ETF
IEV
$1.7B
– –
-43
Closed -$1K
IFGL icon
559
iShares International Developed Real Estate ETF
IFGL
$83.2M
– –
-100
Closed -$2K
IGE icon
560
iShares North American Natural Resources ETF
IGE
$758M
– –
-610
Closed -$17K
IHF icon
561
iShares US Healthcare Providers ETF
IHF
$1.27B
– –
-2,265
Closed -$56K
IHI icon
562
iShares US Medical Devices ETF
IHI
$3.38B
– –
-10,506
Closed -$194K
IJJ icon
563
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
– –
-1,518
Closed -$87K
IJK icon
564
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
– –
-4,180
Closed -$164K
IJS icon
565
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
– –
-2,524
Closed -$132K
ILCG icon
566
iShares Morningstar Growth ETF
ILCG
$3.27B
– –
-305
Closed -$6K
IMAX icon
567
IMAX
IMAX
$2.66B
– –
-100
Closed -$3K
INDA icon
568
iShares MSCI India ETF
INDA
$6.63B
– –
-411
Closed -$12K
INGN icon
569
Inogen
INGN
$164M
– –
-1,029
Closed -$49K
INGR icon
570
Ingredion
INGR
$6.58B
– –
-163
Closed -$14K
IONS icon
571
Ionis Pharmaceuticals
IONS
$9.4B
– –
-300
Closed -$12K
IP icon
572
International Paper
IP
$22B
– –
-1,214
Closed -$43K
IPGP icon
573
IPG Photonics
IPGP
$3.84B
– –
-50
Closed -$3K
IQDF icon
574
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
– –
-562
Closed -$11K
ITOT icon
575
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
– –
-2,632
Closed -$115K
21 22
23
24 25

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.