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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIEW
526
DELISTED
View, Inc. Class A Common Stock
VIEW
$66.5K 0.01%
+18,263
New +$58.9K
TSI
527
TCW Strategic Income Fund
TSI
$213M
$61.3K ﹤0.01%
13,350
– –
SIRI icon
528
SiriusXM
SIRI
$9.71B
$60.5K ﹤0.01%
1,107
-387
-26% -$18.6K
RKLB icon
529
Rocket Lab Corp
RKLB
$50.7B
$60.3K ﹤0.01%
+10,906
New +$49.3K
HIX
530
Western Asset High Income Fund II
HIX
$355M
$59K ﹤0.01%
11,892
– –
SMR icon
531
NuScale Power
SMR
$3.82B
$58.5K ﹤0.01%
17,784
+5,445
+44% +$19.4K
AKYA
532
DELISTED
Akoya BioSciences
AKYA
$54.4K ﹤0.01%
+11,140
New +$46.3K
FSI icon
533
Flexible Solutions
FSI
$63.5M
$54.4K ﹤0.01%
28,460
– –
DFTX
534
Definium Therapeutics
DFTX
$5.89B
$53.3K ﹤0.01%
14,556
– –
CTSO icon
535
Cytosorbents Corp
CTSO
$23.2M
$50.9K ﹤0.01%
45,824
+23,013
+101% +$34.2K
ABEV icon
536
Ambev
ABEV
$45.7B
$49.4K ﹤0.01%
17,648
-253
-1% -$683
PBI icon
537
Pitney Bowes
PBI
$2.36B
$46.2K ﹤0.01%
10,500
– –
DHY
538
Credit Suisse High Yield Credit Fund
DHY
$240M
$38.1K ﹤0.01%
19,221
– –
AKTS
539
DELISTED
Akoustis Technologies Inc
AKTS
$17.8K ﹤0.01%
21,283
+3,779
+22% +$2.54K
USBC
540
USBC Inc
USBC
$140M
$5.6K ﹤0.01%
275
– –
PETV
541
DELISTED
PetVivo Holdings, Inc. Common Stock
PETV
$2.52K ﹤0.01%
21,377
– –
AGL icon
542
Agilon Health
AGL
$1.62B
– –
-467
Closed -$208K
BABA icon
543
Alibaba
BABA
$314B
– –
-2,696
Closed -$234K
BJ icon
544
BJs Wholesale Club
BJ
$12.3B
– –
-2,976
Closed -$212K
BUFR icon
545
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
– –
-21,185
Closed -$519K
CCI icon
546
Crown Castle
CCI
$31.4B
– –
-2,609
Closed -$240K
CGC
547
Canopy Growth
CGC
$409M
– –
-1,026
Closed -$8.03K
DFEB icon
548
FT Vest US Equity Deep Buffer ETF February
DFEB
$464M
– –
-8,025
Closed -$280K
DPZ icon
549
Domino's
DPZ
$11.5B
– –
-539
Closed -$204K
ESGD icon
550
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
– –
-4,348
Closed -$301K
19 20 21
22
23

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.