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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
(-0.42%)
Cap. Flow
+$34.9M
Cap. Flow
% of AUM
2.93%
Top 10 Holdings %
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.14M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$4.94M |
| 3 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$3.58M |
| 4 |
PXD
Pioneer Natural Resource Co.
PXD
|
+$2.91M |
| 5 |
iShares MSCI EAFE Value ETF
EFV
|
+$2.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$22.9M |
| 2 |
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
|
+$4.94M |
| 3 |
iShares US Treasury Bond ETF
GOVT
|
+$2.96M |
| 4 |
Vanguard International High Dividend Yield ETF
VYMI
|
+$2.08M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$1.84M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.35% |
| 3 | Consumer Staples | 4.56% |
| 4 | Consumer Discretionary | 3.82% |
| 5 | Financials | 3.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Banco Santander
SAN
$210B
| – | – |
-10,823
| Closed | -$40.2K |
|
527
State Street SPDR S&P Dividend ETF
SDY
$22.1B
| – | – |
-1,700
| Closed | -$208K |
|
528
ProShares Short Financials
SEF
$13M
| – | – |
-5,265
| Closed | -$268K |
|
529
ProShares UltraShort Industrials
SIJ
$5.58M
| – | – |
-3,090
| Closed | -$159K |
|
530
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
| – | – |
-5,607
| Closed | -$208K |
|
531
Fairlead Tactical Sector ETF
TACK
$304M
| – | – |
-14,358
| Closed | -$341K |
|
532
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
| – | – |
-15,210
| Closed | -$1.68M |
|
533
Tyler Technologies
TYL
$13.1B
| – | – |
-482
| Closed | -$201K |
|
534
PUT
Ulta Beauty
ULTA
$23.6B
| – | – |
-100
| Closed | -$47.1K |
|
535
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
| – | – |
-3,449
| Closed | -$202K |
|
536
Wayfair
W
$14.1B
| – | – |
-7,688
| Closed | -$500K |
|
|
WBA
537
DELISTED
Walgreens Boots Alliance
WBA
| – | – |
-13,741
| Closed | -$391K |
|
|
VIEW
538
DELISTED
View, Inc. Class A Common Stock
VIEW
| – | – |
-3,715
| Closed | -$27K |
|
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Regal Investment Advisors's Q3 2023 Portfolio in Review
As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.
- Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
- Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
- Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
- Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
- Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
- Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
- Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.
Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.