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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
526
Ingredion
INGR
$6.54B
– –
-12,783
Closed -$1.25M
IYF icon
527
iShares US Financials ETF
IYF
$4.4B
– –
-2,760
Closed -$208K
JLL icon
528
Jones Lang LaSalle
JLL
$16.5B
– –
-5,254
Closed -$837K
KRE icon
529
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
– –
-7,021
Closed -$412K
MCO icon
530
Moody's
MCO
$82.8B
– –
-1,141
Closed -$318K
OHI icon
531
Omega Healthcare
OHI
$14.3B
– –
-7,215
Closed -$202K
PAVE icon
532
Global X US Infrastructure Development ETF
PAVE
$14.3B
– –
-10,836
Closed -$287K
PCEF icon
533
Invesco CEF Income Composite ETF
PCEF
$815M
– –
-38,167
Closed -$692K
PDI icon
534
PIMCO Dynamic Income Fund
PDI
$7.46B
– –
-13,184
Closed -$244K
PGF icon
535
Invesco Financial Preferred ETF
PGF
$668M
– –
-13,540
Closed -$195K
PHM icon
536
Pultegroup
PHM
$24.7B
– –
-8,902
Closed -$405K
PODD icon
537
Insulet
PODD
$9.84B
– –
-687
Closed -$202K
QQQ icon
538
CALL
Invesco QQQ Trust
QQQ
$480B
– –
-1,800
Closed -$479K
SCHW
539
Charles Schwab
SCHW
$188B
– –
-3,918
Closed -$326K
SHYG icon
540
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
– –
-47,706
Closed -$1.95M
SIMO icon
541
Silicon Motion
SIMO
$7.88B
– –
-3,231
Closed -$210K
SJB icon
542
ProShares Short High Yield
SJB
$47.8M
– –
-11,652
Closed -$221K
SOFI icon
543
CALL
SoFi Technologies
SOFI
$23.5B
– –
-17,600
Closed -$81.1K
SPLV icon
544
Invesco S&P 500 Low Volatility ETF
SPLV
$7.16B
– –
-4,299
Closed -$275K
STZ icon
545
Constellation Brands
STZ
$22.7B
– –
-5,538
Closed -$1.28M
TAIL icon
546
Cambria Tail Risk ETF
TAIL
$146M
– –
-48,516
Closed -$742K
TDG icon
547
TransDigm Group
TDG
$67.5B
– –
-574
Closed -$361K
VFH icon
548
Vanguard Financials ETF
VFH
$13.8B
– –
-3,276
Closed -$271K
VRP icon
549
Invesco Variable Rate Preferred ETF
VRP
$3.02B
– –
-8,952
Closed -$200K
ZBH icon
550
Zimmer Biomet
ZBH
$18.6B
– –
-10,262
Closed -$1.31M
19 20 21
22
23

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.