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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.67B
AUM Growth
+$136M
Cap. Flow
+$113M
Cap. Flow %
6.74%
Top 10 Hldgs %
20.29%
Holding
608
New
92
Increased
304
Reduced
167
Closed
24

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$8.33M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.02M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.28M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.74M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.63M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.86M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.51M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$3.03M
4
MU icon
Micron Technology
MU
+$2.88M
5
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.1M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Healthcare 4.98%
3 Consumer Staples 3.53%
4 Financials 3.2%
5 Industrials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRZN icon
501
Horizon Technology Finance
HRZN
$311M
$316K 0.02%
+49,059
New +$314K
JEPQ icon
502
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.4B
$315K 0.02%
5,421
+407
+8% +$23.6K
VGIT icon
503
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$313K 0.02%
5,219
-185
-3% -$11.1K
MMT
504
Aberdeen Multi-Market Income Fund
MMT
$243M
$313K 0.02%
+67,234
New +$316K
ETHE
505
Grayscale Ethereum Staking ETF Shares
ETHE
$1.55B
$312K 0.02%
12,820
+957
+8% +$27.2K
HBAN icon
506
Huntington Bancshares
HBAN
$35.5B
$312K 0.02%
17,974
+1,797
+11% +$29.5K
VT icon
507
Vanguard Total World Stock ETF
VT
$81.3B
$311K 0.02%
2,202
+79
+4% +$11K
SYK icon
508
Stryker
SYK
$130B
$309K 0.02%
879
+26
+3% +$9.47K
FHLC icon
509
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$308K 0.02%
4,150
– –
WTV icon
510
WisdomTree US Value Fund
WTV
$3.36B
$306K 0.02%
3,281
+4
+0.1% +$367
SHLD icon
511
Global X Defense Tech ETF
SHLD
$7.62B
$306K 0.02%
4,723
-375
-7% -$24.7K
ASML icon
512
ASML
ASML
$669B
$305K 0.02%
286
-59
-17% -$61.5K
IGRO icon
513
iShares International Dividend Growth ETF
IGRO
$1.32B
$302K 0.02%
3,653
-1,375
-27% -$111K
CMCSA icon
514
Comcast
CMCSA
$90B
$300K 0.02%
+10,040
New +$286K
DTE icon
515
DTE Energy
DTE
$29.1B
$299K 0.02%
2,318
-115
-5% -$15.6K
BUFD icon
516
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$298K 0.02%
10,549
– –
IWS icon
517
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$295K 0.02%
2,091
+24
+1% +$3.35K
THYF icon
518
T. Rowe Price US High Yield ETF
THYF
$850M
$293K 0.02%
+5,607
New +$293K
FMB icon
519
First Trust Managed Municipal ETF
FMB
$2.06B
$285K 0.02%
5,571
-918
-14% -$46.9K
PFG icon
520
Principal Financial Group
PFG
$24.3B
$284K 0.02%
3,214
-49
-2% -$4.14K
GLDM icon
521
SPDR Gold MiniShares Trust
GLDM
$29.7B
$282K 0.02%
+3,308
New +$272K
IAK icon
522
iShares US Insurance ETF
IAK
$548M
$280K 0.02%
2,055
-4,281
-68% -$567K
DBC icon
523
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$274K 0.02%
+12,268
New +$279K
TPHD icon
524
Timothy Plan High Dividend Stock ETF
TPHD
$367M
$274K 0.02%
+7,112
New +$275K
SCHA icon
525
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$274K 0.02%
9,615
+164
+2% +$4.63K
19 20
21
22 23

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Regal Investment Advisors held 608 positions worth $1.67B, up 8.9% from $1.54B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q4 2025, opening 92 new positions and adding to 304 existing holdings. Its largest new stake was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $4.86M trimmed.

  • Regal Investment Advisors's largest Q4 2025 buy was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.
  • Regal Investment Advisors added most to iShares S&P 500 Value ETF in Q4 2025, an estimated $8.33M increase.
  • Regal Investment Advisors's biggest Q4 2025 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $4.86M.
  • Regal Investment Advisors fully exited ON Semiconductor in Q4 2025, selling an estimated $1.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.67B portfolio in Q4 2025.
  • Regal Investment Advisors opened 92 new positions and closed 24 in Q4 2025.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.67B.

Based on Regal Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.