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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAA icon
501
Under Armour
UAA
$2.4B
$151K 0.01%
30,225
+4,000
+15% +$23.3K
MIY icon
502
BlackRock MuniYield Michigan Quality Fund
MIY
$357M
$146K 0.01%
+12,908
New +$144K
STKL
503
DELISTED
SunOpta
STKL
$110K 0.01%
18,774
+1,428
+8% +$8.86K
ACHR icon
504
Archer Aviation
ACHR
$4.58B
$108K 0.01%
+11,234
New +$111K
BLZE icon
505
Backblaze
BLZE
$1.22B
$106K 0.01%
11,412
– –
CAPR icon
506
Capricor Therapeutics
CAPR
$222M
$92.4K 0.01%
+12,811
New +$94.3K
PMM
507
Franklin Managed Municipal Income Trust
PMM
$272M
$82.2K 0.01%
13,606
– –
AIOT
508
PowerFleet Inc
AIOT
$389M
$79.1K 0.01%
15,104
+1,682
+13% +$7.77K
ALDX icon
509
Aldeyra Therapeutics
ALDX
$91.1M
$68.7K ﹤0.01%
13,167
– –
TSI
510
TCW Strategic Income Fund
TSI
$213M
$65.7K ﹤0.01%
13,350
– –
INDI icon
511
indie Semiconductor
INDI
$759M
$57.7K ﹤0.01%
14,168
-122
-0.9% -$503
HOWL icon
512
Werewolf Therapeutics
HOWL
$19M
$53.6K ﹤0.01%
27,204
– –
PSEC icon
513
Prospect Capital
PSEC
$1.14B
$49.1K ﹤0.01%
17,867
-269
-1% -$805
ABEV icon
514
Ambev
ABEV
$45.4B
$24.6K ﹤0.01%
11,043
– –
CODX
515
Co-Diagnostics
CODX
$5.64M
$5.5K ﹤0.01%
533
+33
+7% +$307
AXON
516
Axon Enterprise
AXON
$48.4B
– –
-305
Closed -$253K
CRM icon
517
Salesforce
CRM
$162B
– –
-1,254
Closed -$342K
DLR icon
518
Digital Realty Trust
DLR
$70.5B
– –
-3,686
Closed -$643K
DMXF icon
519
iShares ESG Advanced MSCI EAFE ETF
DMXF
$962M
– –
-7,832
Closed -$583K
EAGG icon
520
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
– –
-5,519
Closed -$262K
FCX icon
521
Freeport-McMoran
FCX
$98.9B
– –
-5,962
Closed -$258K
IBTF
522
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
– –
-229,726
Closed -$5.37M
KNSL icon
523
Kinsale Capital Group
KNSL
$8.39B
– –
-3,955
Closed -$1.91M
LMT icon
524
Lockheed Martin
LMT
$140B
– –
-1,286
Closed -$595K
SBLK icon
525
Star Bulk Carriers
SBLK
$3.18B
– –
-12,218
Closed -$211K
18 19 20
21
22

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.