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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
501
Cardinal Health
CAH
$55.4B
$210K 0.02%
+2,085
New +$207K
BUD icon
502
AB InBev
BUD
$165B
$209K 0.02%
+3,234
New +$191K
LIN icon
503
Linde
LIN
$226B
$209K 0.02%
+509
New +$201K
IEF icon
504
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$207K 0.02%
+2,148
New +$199K
GRPM icon
505
Invesco S&P MidCap 400 GARP ETF
GRPM
$509M
$207K 0.02%
+2,102
New +$189K
MGM icon
506
MGM Resorts International
MGM
$11.2B
$206K 0.02%
+4,621
New +$181K
D icon
507
Dominion Energy
D
$59.3B
$206K 0.02%
+4,381
New +$196K
CYA
508
DELISTED
Simplify Tail Risk Strategy ETF
CYA
$206K 0.02%
+50,660
New +$1.89M
LYB icon
509
LyondellBasell Industries
LYB
$19.2B
$205K 0.02%
2,161
-12
-0.6% -$1.12K
XJUL icon
510
FT Vest US Equity Enhance & Moderate Buffer ETF July
XJUL
$44.6M
$205K 0.02%
+6,384
New +$198K
EAGG icon
511
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$203K 0.02%
4,255
-1,168
-22% -$53.5K
GEM icon
512
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$203K 0.02%
+6,611
New +$193K
VGIT icon
513
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$203K 0.02%
+3,420
New +$197K
GMAB icon
514
Genmab
GMAB
$19.5B
$202K 0.02%
+6,348
New +$199K
OHI icon
515
Omega Healthcare
OHI
$14.7B
$201K 0.02%
6,563
+73
+1% +$2.34K
VDC icon
516
Vanguard Consumer Staples ETF
VDC
$7.97B
$201K 0.02%
1,054
-48
-4% -$8.81K
SOFI icon
517
SoFi Technologies
SOFI
$23.7B
$201K 0.02%
20,174
-21,804
-52% -$173K
GSBD icon
518
Goldman Sachs BDC
GSBD
$1.1B
$188K 0.01%
12,823
-1,177
-8% -$17.1K
PDBC icon
519
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
$152K 0.01%
11,463
+69
+0.6% +$989
PSEC icon
520
Prospect Capital
PSEC
$1.17B
$140K 0.01%
23,302
+1,605
+7% +$9.24K
ETW
521
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$134K 0.01%
17,250
– –
UAA icon
522
Under Armour
UAA
$2.6B
$118K 0.01%
13,450
– –
QURE icon
523
uniQure
QURE
$3.22B
$109K 0.01%
16,093
+2,126
+15% +$14.1K
STKL
524
DELISTED
SunOpta
STKL
$98.2K 0.01%
17,952
+5,372
+43% +$23.5K
PMM
525
Franklin Managed Municipal Income Trust
PMM
$273M
$82.7K 0.01%
13,606
– –
19 20
21
22 23

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VCM
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SFI
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.