RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
This Quarter Return
+9.61%
1 Year Return
+14.14%
3 Year Return
+50.89%
5 Year Return
+76.19%
10 Year Return
+154.28%
AUM
$1.32B
AUM Growth
+$1.32B
Cap. Flow
+$60.6M
Cap. Flow %
4.58%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
24

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$26.4M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
$9.03M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
$7.98M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
$7.49M

Top Sells

1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
$8.64M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
$5.12M
3
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$4.86M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$4.79M
5
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$4.67M

Sector Composition

1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CAH icon
501
Cardinal Health
CAH
$35.5B
$210K 0.02%
+2,085
New +$210K
BUD icon
502
AB InBev
BUD
$122B
$209K 0.02%
+3,234
New +$209K
LIN icon
503
Linde
LIN
$224B
$209K 0.02%
+509
New +$209K
IEF icon
504
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$207K 0.02%
+2,148
New +$207K
GRPM icon
505
Invesco S&P MidCap 400 GARP ETF
GRPM
$450M
$207K 0.02%
+2,102
New +$207K
MGM icon
506
MGM Resorts International
MGM
$10.8B
$206K 0.02%
+4,621
New +$206K
D icon
507
Dominion Energy
D
$51.1B
$206K 0.02%
+4,381
New +$206K
CYA
508
DELISTED
Simplify Tail Risk Strategy ETF
CYA
$206K 0.02%
+1,013,190
New +$206K
LYB icon
509
LyondellBasell Industries
LYB
$18.1B
$205K 0.02%
2,161
-12
-0.6% -$1.14K
XJUL icon
510
FT Vest US Equity Enhance & Moderate Buffer ETF July
XJUL
$47.4M
$205K 0.02%
+6,384
New +$205K
EAGG icon
511
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.09B
$203K 0.02%
4,255
-1,168
-22% -$55.8K
GEM icon
512
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.07B
$203K 0.02%
+6,611
New +$203K
VGIT icon
513
Vanguard Intermediate-Term Treasury ETF
VGIT
$32.3B
$203K 0.02%
+3,420
New +$203K
GMAB icon
514
Genmab
GMAB
$15.3B
$202K 0.02%
+6,348
New +$202K
OHI icon
515
Omega Healthcare
OHI
$12.6B
$201K 0.02%
6,563
+73
+1% +$2.24K
VDC icon
516
Vanguard Consumer Staples ETF
VDC
$7.6B
$201K 0.02%
1,054
-48
-4% -$9.16K
SOFI icon
517
SoFi Technologies
SOFI
$30.6B
$201K 0.02%
20,174
-21,804
-52% -$217K
GSBD icon
518
Goldman Sachs BDC
GSBD
$1.31B
$188K 0.01%
12,823
-1,177
-8% -$17.2K
PDBC icon
519
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$4.5B
$152K 0.01%
11,463
+69
+0.6% +$918
PSEC icon
520
Prospect Capital
PSEC
$1.38B
$140K 0.01%
23,302
+1,605
+7% +$9.61K
ETW
521
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$977M
$134K 0.01%
17,250
– –
UAA icon
522
Under Armour
UAA
$2.14B
$118K 0.01%
13,450
– –
QURE icon
523
uniQure
QURE
$896M
$109K 0.01%
16,093
+2,126
+15% +$14.4K
STKL
524
SunOpta
STKL
$741M
$98.2K 0.01%
17,952
+5,372
+43% +$29.4K
PMM
525
Putnam Managed Municipal Income
PMM
$252M
$82.7K 0.01%
13,606
– –
19 20
21
22 23