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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
501
LyondellBasell Industries
LYB
$20.2B
– –
-2,548
Closed -$223K
MCHP icon
502
Microchip Technology
MCHP
$44.2B
– –
-16,920
Closed -$983K
NJAN icon
503
Innovator Growth-100 Power Buffer ETF January
NJAN
$354M
– –
-6,470
Closed -$229K
NOW icon
504
ServiceNow
NOW
$132B
– –
-13,870
Closed -$1.32M
NVS icon
505
Novartis
NVS
$298B
– –
-2,400
Closed -$203K
NXTG icon
506
First Trust Indxx NextG ETF
NXTG
$562M
– –
-3,357
Closed -$216K
OIH icon
507
VanEck Oil Services ETF
OIH
$1.95B
– –
-926
Closed -$215K
PEG icon
508
Public Service Enterprise Group
PEG
$37.2B
– –
-3,222
Closed -$204K
PTMC icon
509
Pacer Trendpilot US Mid Cap ETF
PTMC
$403M
– –
-8,287
Closed -$286K
PTNQ icon
510
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
– –
-6,493
Closed -$326K
PUK icon
511
Prudential
PUK
$35.1B
– –
-8,374
Closed -$210K
RSP icon
512
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
– –
-2,709
Closed -$364K
RSPM icon
513
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
– –
-11,195
Closed -$347K
SDY icon
514
State Street SPDR S&P Dividend ETF
SDY
$22.1B
– –
-3,717
Closed -$441K
SJNK icon
515
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
– –
-52,352
Closed -$1.26M
SKYY icon
516
First Trust Cloud Computing ETF
SKYY
$3.22B
– –
-21,791
Closed -$1.44M
SLYV icon
517
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
– –
-5,393
Closed -$391K
SPYV icon
518
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
– –
-8,108
Closed -$299K
UL icon
519
Unilever
UL
$135B
– –
-3,924
Closed -$202K
WBD icon
520
Warner Bros
WBD
$67.4B
– –
-16,188
Closed -$217K
WELL icon
521
Welltower
WELL
$169B
– –
-3,416
Closed -$281K
XLI icon
522
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
– –
-2,651
Closed -$232K
XLP icon
523
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
– –
-7,253
Closed -$524K
XLRE icon
524
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
– –
-8,498
Closed -$347K
SPLK
525
DELISTED
Splunk Inc
SPLK
– –
-3,938
Closed -$348K
18 19 20
21
22

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VCM
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.