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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEO icon
501
The GEO Group
GEO
$4.04B
– –
-686
Closed -$13K
GGN
502
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
– –
-150
Closed –
GM icon
503
General Motors
GM
$76.8B
– –
-1,545
Closed -$46K
GMF icon
504
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
– –
-50
Closed -$3K
GNSS icon
505
Genasys
GNSS
$79.2M
– –
-8,000
Closed -$13K
B
506
Barrick Mining
B
$73.2B
– –
-4,845
Closed -$30K
GOOG icon
507
Alphabet (Google) Class C
GOOG
$4.32T
– –
-3,320
Closed -$101K
GOVI icon
508
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
– –
-810
Closed -$26K
GPN icon
509
Global Payments
GPN
$22.8B
– –
-1,502
Closed -$86K
GPRO icon
510
GoPro
GPRO
$126M
– –
-104
Closed -$3K
GQRE icon
511
FlexShares Global Quality Real Estate Index Fund
GQRE
$421M
– –
-85
Closed -$4K
GREK
512
Global X MSCI Greece ETF
GREK
$316M
– –
-100
Closed -$2K
GRPN icon
513
Groupon
GRPN
$1.02B
– –
-5
Closed –
GS icon
514
Goldman Sachs
GS
$303B
– –
-265
Closed -$46K
GSG icon
515
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
– –
-534
Closed -$9K
GT icon
516
Goodyear
GT
$1.85B
– –
-300
Closed -$8K
GURU icon
517
Global X Guru Index ETF
GURU
$63.5M
– –
-480
Closed -$11K
GUT
518
Gabelli Utility Trust
GUT
$559M
– –
-3,488
Closed -$18K
GVI icon
519
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
– –
-995
Closed -$110K
GXC icon
520
State Street SPDR S&P China ETF
GXC
$482M
– –
-114
Closed -$7K
HAIN icon
521
Hain Celestial
HAIN
$53.7M
– –
-1,480
Closed -$76K
HAL icon
522
Halliburton
HAL
$26.6B
– –
-487
Closed -$17K
HCA icon
523
HCA Healthcare
HCA
$89.5B
– –
-50
Closed -$3K
HCSG icon
524
Healthcare Services Group
HCSG
$1.53B
– –
-481
Closed -$16K
HEDJ icon
525
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
– –
-168
Closed -$4K
19 20
21
22 23

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.