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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOA icon
501
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$27K 0.01%
600
– –
EXTR icon
502
Extreme Networks
EXTR
$3.15B
$27K 0.01%
5,540
– –
JWN
503
DELISTED
Nordstrom
JWN
$27K 0.01%
400
– –
NKE icon
504
Nike
NKE
$61.9B
$27K 0.01%
600
– –
SLV icon
505
iShares Silver Trust
SLV
$30.7B
$27K 0.01%
1,665
+59
+4% +$1.12K
VMI icon
506
Valmont Industries
VMI
$9.53B
$27K 0.01%
200
– –
CPAY icon
507
Corpay
CPAY
$25.7B
$27K 0.01%
+187
New +$25.7K
ARIA
508
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$27K 0.01%
5,000
– –
LO
509
DELISTED
LORILLARD INC COM STK
LO
$27K 0.01%
+452
New +$27.4K
TAT
510
DELISTED
TransAtlantic Petroleum LTD.
TAT
$27K 0.01%
3,000
-487
-14% -$5.18K
CELG
511
DELISTED
Celgene Corp
CELG
$27K 0.01%
284
-1,142
-80% -$103K
VNR
512
DELISTED
Vanguard Natural Resources, LLC
VNR
$27K 0.01%
1,000
– –
TWC
513
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$27K 0.01%
191
-30
-14% -$4.46K
BHC icon
514
Bausch Health
BHC
$2.34B
$26K 0.01%
200
– –
CVS icon
515
CVS Health
CVS
$122B
$26K 0.01%
324
+84
+35% +$6.62K
ADAM
516
Adamas Trust
ADAM
$883M
$26K 0.01%
+900
New +$28K
PBA icon
517
Pembina Pipeline
PBA
$27.6B
$26K 0.01%
610
– –
ST icon
518
Sensata Technologies
ST
$6.79B
$26K 0.01%
+592
New +$28.1K
VPL icon
519
Vanguard FTSE Pacific ETF
VPL
$8.43B
$26K 0.01%
441
– –
AKS
520
DELISTED
AK Steel Holding Corp
AKS
$26K 0.01%
3,245
– –
GOVI icon
521
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$25K 0.01%
810
– –
NOK icon
522
Nokia
NOK
$52.3B
$25K 0.01%
3,000
– –
CHK
523
DELISTED
Chesapeake Energy Corporation
CHK
$25K 0.01%
6
+2
+50% +$10.5K
C icon
524
Citigroup
C
$226B
$24K 0.01%
466
– –
DEO icon
525
Diageo
DEO
$53.6B
$24K 0.01%
207
– –
19 20
21
22 23

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.