We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Technology 7.77%
2 Healthcare 4.93%
3 Consumer Staples 3.89%
4 Financials 3.12%
5 Energy 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGE icon
501
OGE Energy
OGE
$9.78B
$346K 0.02%
7,214
-400
-5% -$18.3K
IYF icon
502
iShares US Financials ETF
IYF
$4.67B
$346K 0.02%
2,940
– –
GSST icon
503
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.57B
$345K 0.02%
6,821
-3,028
-31% -$153K
IWS icon
504
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$344K 0.02%
2,363
+272
+13% +$40.4K
CLSE icon
505
Convergence Long/Short Equity ETF
CLSE
$793M
$344K 0.02%
12,235
+545
+5% +$15.3K
VCSH icon
506
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$343K 0.02%
4,329
-286
-6% -$22.8K
ASML icon
507
ASML
ASML
$626B
$342K 0.02%
259
-27
-9% -$37K
NZF icon
508
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$340K 0.02%
27,939
+8,322
+42% +$105K
BKLN icon
509
Invesco Senior Loan ETF
BKLN
$6.97B
$338K 0.02%
16,582
+1,282
+8% +$26.5K
PLTR icon
510
Palantir
PLTR
$295B
$338K 0.02%
2,311
-422
-15% -$64.5K
HYGH icon
511
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$593M
$337K 0.02%
3,937
-2,198
-36% -$189K
FIXD icon
512
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$335K 0.02%
7,694
+526
+7% +$23.3K
CGDV icon
513
Capital Group Dividend Value ETF
CGDV
$37.7B
$327K 0.02%
7,684
+275
+4% +$12.2K
VLO icon
514
Valero Energy
VLO
$90.1B
$327K 0.02%
+1,322
New +$273K
PKW icon
515
Invesco BuyBack Achievers ETF
PKW
$1.72B
$327K 0.02%
2,489
-86
-3% -$11.7K
DTE icon
516
DTE Energy
DTE
$29.5B
$325K 0.02%
2,220
-98
-4% -$13.8K
DOW icon
517
Dow Inc
DOW
$21.9B
$319K 0.02%
+7,660
New +$243K
SUN icon
518
Sunoco
SUN
$14.4B
$316K 0.02%
+4,871
New +$295K
ACWI icon
519
iShares MSCI ACWI ETF
ACWI
$32.9B
$316K 0.02%
2,284
-556
-20% -$79.9K
WTV icon
520
WisdomTree US Value Fund
WTV
$3.2B
$311K 0.02%
3,281
– –
SYK icon
521
Stryker
SYK
$125B
$311K 0.02%
945
+66
+8% +$23.7K
HYS icon
522
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$307K 0.02%
+3,292
New +$310K
GYLD icon
523
Arrow Dow Jones Global Yield ETF
GYLD
$36.8M
$307K 0.02%
22,303
-1,360
-6% -$18.7K
QYLD icon
524
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$307K 0.02%
17,874
+3,296
+23% +$58K
ITA icon
525
iShares US Aerospace & Defense ETF
ITA
$14.2B
$303K 0.02%
1,384
-15,891
-92% -$3.72M
19 20
21
22 23

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.9% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.