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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOUN icon
476
SoundHound AI
SOUN
$3.25B
$278K 0.02%
17,279
+118
+0.7% +$1.57K
FHLC icon
477
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$278K 0.02%
4,150
– –
GIS icon
478
General Mills
GIS
$19.9B
$277K 0.02%
5,486
-320
-6% -$16K
LNT icon
479
Alliant Energy
LNT
$17.7B
$276K 0.02%
+4,099
New +$264K
FSI icon
480
Flexible Solutions
FSI
$63.5M
$274K 0.02%
28,460
– –
BMY icon
481
Bristol-Myers Squibb
BMY
$132B
$274K 0.02%
6,082
+126
+2% +$5.88K
RKLB icon
482
Rocket Lab Corp
RKLB
$50B
$274K 0.02%
5,721
-1,749
-23% -$79.3K
AB icon
483
AllianceBernstein
AB
$3.45B
$273K 0.02%
7,155
-135
-2% -$5.4K
USIG icon
484
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$272K 0.02%
+5,211
New +$269K
FTXN icon
485
First Trust Nasdaq Oil & Gas ETF
FTXN
$162M
$271K 0.02%
9,510
– –
PFG icon
486
Principal Financial Group
PFG
$24.4B
$271K 0.02%
3,263
+20
+0.6% +$1.6K
OKE icon
487
Oneok
OKE
$56.9B
$264K 0.02%
3,623
-34
-0.9% -$2.6K
SCHA icon
488
Schwab U.S Small- Cap ETF
SCHA
$23B
$264K 0.02%
+9,451
New +$253K
XMAR icon
489
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$155M
$260K 0.02%
6,619
-286
-4% -$11.1K
FMDE icon
490
Fidelity Enhanced Mid Cap Core ETF
FMDE
$8.14B
$259K 0.02%
+7,167
New +$254K
VCRB icon
491
Vanguard Core Bond ETF
VCRB
$7.48B
$259K 0.02%
3,301
+19
+0.6% +$1.48K
VCLT icon
492
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.74B
$256K 0.02%
3,300
-69,682
-95% -$5.3M
FNDA icon
493
Schwab Fundamental US Small Company Index ETF
FNDA
$9.3B
$254K 0.02%
+8,154
New +$248K
FEZ icon
494
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
$252K 0.02%
4,062
-8,572
-68% -$515K
UL icon
495
Unilever
UL
$135B
$252K 0.02%
3,779
-172
-4% -$11.9K
CL icon
496
Colgate-Palmolive
CL
$74.3B
$252K 0.02%
3,152
-193
-6% -$16.5K
VPC icon
497
Virtus Private Credit Strategy ETF
VPC
$31.3M
$212K 0.01%
+11,234
New +$229K
NXJ
498
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$201K 0.01%
16,168
– –
MUJ icon
499
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$656M
$179K 0.01%
15,406
– –
ETW
500
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$156K 0.01%
17,250
– –
18 19
20
21 22

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.