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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
476
PayPal
PYPL
$50.5B
$234K 0.02%
+3,814
New +$218K
PAYX icon
477
Paychex
PAYX
$43.1B
$234K 0.02%
1,966
+8
+0.4% +$948
LCTD icon
478
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$295M
$233K 0.02%
5,337
+354
+7% +$14.5K
MP icon
479
MP Materials
MP
$9.73B
$233K 0.02%
+11,741
New +$200K
RPM icon
480
RPM International
RPM
$14.8B
$232K 0.02%
+2,081
New +$210K
VIGI icon
481
Vanguard International Dividend Appreciation ETF
VIGI
$9.28B
$230K 0.02%
+2,901
New +$214K
IHI icon
482
iShares US Medical Devices ETF
IHI
$3.44B
$229K 0.02%
4,250
-7,395
-64% -$361K
VGSH icon
483
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$229K 0.02%
+3,930
New +$227K
UL icon
484
Unilever
UL
$135B
$229K 0.02%
4,202
-110
-3% -$5.93K
ARM icon
485
Arm
ARM
$286B
$227K 0.02%
+3,020
New +$177K
FNDE icon
486
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.1B
$226K 0.02%
+8,326
New +$219K
SGOV icon
487
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$224K 0.02%
2,237
-2,915
-57% -$293K
VTIP icon
488
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$223K 0.02%
4,700
+364
+8% +$17.2K
WEC icon
489
WEC Energy
WEC
$34.6B
$223K 0.02%
2,649
+20
+0.8% +$1.65K
ZS icon
490
Zscaler
ZS
$28.6B
$223K 0.02%
1,006
-383
-28% -$70.9K
IGLB icon
491
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$223K 0.02%
4,223
-65,412
-94% -$3.16M
XOP icon
492
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.62B
$222K 0.02%
+1,622
New +$228K
QQQM icon
493
Invesco NASDAQ 100 ETF
QQQM
$102B
$222K 0.02%
+1,316
New +$206K
MTN icon
494
Vail Resorts
MTN
$5.21B
$220K 0.02%
+1,029
New +$225K
FNDA icon
495
Schwab Fundamental US Small Company Index ETF
FNDA
$9.3B
$219K 0.02%
+7,924
New +$197K
AB icon
496
AllianceBernstein
AB
$3.45B
$219K 0.02%
+7,052
New +$207K
DPST icon
497
Direxion Daily Regional Banks Bull 3X ETF
DPST
$388M
$217K 0.02%
+2,231
New +$144K
BP icon
498
BP
BP
$110B
$214K 0.02%
6,057
+292
+5% +$10.7K
SPTL icon
499
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$211K 0.02%
+7,261
New +$193K
PDI icon
500
PIMCO Dynamic Income Fund
PDI
$7.45B
$211K 0.02%
11,730
+1,725
+17% +$29.7K
18 19
20
21 22

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.