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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IETC icon
476
iShares US Tech Independence Focused ETF
IETC
$719M
$208K 0.02%
4,418
-656
-13% -$28.9K
RPRX icon
477
Royalty Pharma
RPRX
$26B
$207K 0.02%
5,749
+29
+0.5% +$1.07K
IYE icon
478
iShares US Energy ETF
IYE
$1.78B
$206K 0.02%
4,699
-5,793
-55% -$262K
MGM icon
479
MGM Resorts International
MGM
$10.9B
$205K 0.02%
+4,624
New +$192K
ROK icon
480
Rockwell Automation
ROK
$49.5B
$203K 0.02%
691
-1,286
-65% -$366K
COO icon
481
Cooper Companies
COO
$15B
$202K 0.02%
+2,160
New +$186K
GSBD icon
482
Goldman Sachs BDC
GSBD
$1.1B
$191K 0.02%
14,000
+300
+2% +$4.48K
NS
483
DELISTED
NuStar Energy L.P.
NS
$180K 0.02%
11,500
– –
BOIL icon
484
ProShares Ultra Bloomberg Natural Gas
BOIL
$424M
$174K 0.02%
241
+103
+75% +$147K
ETW
485
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$171K 0.02%
21,147
– –
VIEW
486
DELISTED
View, Inc. Class A Common Stock
VIEW
$156K 0.01%
5,199
+4,568
+724% +$189K
WW
487
DELISTED
WW International
WW
$150K 0.01%
36,500
+11,500
+46% +$50.3K
NCLH icon
488
Norwegian Cruise Line
NCLH
$8.63B
$149K 0.01%
+11,064
New +$166K
PSEC icon
489
Prospect Capital
PSEC
$1.15B
$146K 0.01%
20,962
+81
+0.4% +$588
PDBC icon
490
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.61B
$146K 0.01%
10,244
-1,056
-9% -$15.2K
UAA icon
491
Under Armour
UAA
$2.35B
$135K 0.01%
14,225
-125
-0.9% -$1.3K
PLTR icon
492
Palantir
PLTR
$423B
$132K 0.01%
+15,578
New +$122K
DPST icon
493
Direxion Daily Regional Banks Bull 3X ETF
DPST
$392M
$126K 0.01%
+1,638
New +$335K
HIX
494
Western Asset High Income Fund II
HIX
$355M
$106K 0.01%
+21,892
New +$116K
FSI icon
495
Flexible Solutions
FSI
$64.1M
$88.8K 0.01%
28,460
– –
SIRI icon
496
SiriusXM
SIRI
$9.72B
$74.9K 0.01%
1,887
+287
+18% +$13.7K
DHY
497
Credit Suisse High Yield Credit Fund
DHY
$242M
$64.7K 0.01%
+34,221
New +$64K
TSI
498
TCW Strategic Income Fund
TSI
$213M
$62.5K 0.01%
13,350
-6,304
-32% -$30.9K
ABEV icon
499
Ambev
ABEV
$45.3B
$54.4K ﹤0.01%
19,273
+2,401
+14% +$6.28K
CTSO icon
500
Cytosorbents Corp
CTSO
$23.9M
$47.3K ﹤0.01%
+14,034
New +$42.1K
18 19
20
21 22

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.