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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
476
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$33K 0.01%
664
-36
-5% -$1.79K
ALXN
477
DELISTED
Alexion Pharmaceuticals
ALXN
$33K 0.01%
200
– –
ASR icon
478
Grupo Aeroportuario del Sureste
ASR
$8.3B
$32K 0.01%
250
-60
-19% -$7.68K
EVV
479
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$32K 0.01%
2,220
-800
-26% -$12.1K
CEQP
480
DELISTED
Crestwood Equity Partners LP
CEQP
$32K 0.01%
300
-100
-25% -$13.2K
LVS icon
481
Las Vegas Sands
LVS
$29.6B
$31K 0.01%
500
– –
NX icon
482
Quanex
NX
$1.01B
$31K 0.01%
1,710
– –
OXY icon
483
Occidental Petroleum
OXY
$55.9B
$31K 0.01%
341
+129
+61% +$12.4K
TMH
484
DELISTED
Team Health Holdings Inc
TMH
$31K 0.01%
541
-87
-14% -$4.86K
CSG
485
DELISTED
CHAMBERS STR PPTYS COM
CSG
$31K 0.01%
4,123
– –
CEO
486
DELISTED
CNOOC Limited
CEO
$31K 0.01%
180
-10
-5% -$1.84K
IYY icon
487
iShares Dow Jones US ETF
IYY
$3.06B
$30K 0.01%
600
– –
JCI icon
488
Johnson Controls International
JCI
$92.2B
$30K 0.01%
643
-445
-41% -$22.4K
SAIA icon
489
Saia
SAIA
$9.72B
$30K 0.01%
612
-98
-14% -$4.66K
USA icon
490
Liberty All-Star Equity Fund
USA
$1.85B
$30K 0.01%
5,120
+44
+0.9% +$261
EEP
491
DELISTED
Enbridge Energy Partners
EEP
$30K 0.01%
785
– –
SAN icon
492
Banco Santander
SAN
$210B
$29K 0.01%
3,306
+21
+0.6% +$189
SNA icon
493
Snap-on
SNA
$21.5B
$29K 0.01%
236
-38
-14% -$4.67K
WPRT
494
Westport Fuel Systems
WPRT
$35.7M
$29K 0.01%
275
-55
-17% -$8.26K
CPL
495
DELISTED
CPFL Energia S.A.
CPL
$29K 0.01%
1,990
-238
-11% -$4.05K
PXLC
496
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$29K 0.01%
760
– –
CRIS icon
497
Curis
CRIS
$7.83M
$28K 0.01%
10
– –
IDU icon
498
iShares US Utilities ETF
IDU
$1.4B
$28K 0.01%
532
-76
-13% -$4.05K
OTTR icon
499
Otter Tail
OTTR
$3.94B
$28K 0.01%
1,066
– –
JCP
500
DELISTED
J.C. Penney Company, Inc.
JCP
$28K 0.01%
2,767
– –
18 19
20
21 22

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.