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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
26
Vanguard Dividend Appreciation ETF
VIG
$114B
$12.2M 0.79%
56,453
+2,308
+4% +$485K
IEMG icon
27
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$12.1M 0.79%
184,166
+33,982
+23% +$2.12M
VTI icon
28
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$11.8M 0.77%
36,087
+3,150
+10% +$995K
PG icon
29
Procter & Gamble
PG
$339B
$11.3M 0.74%
73,493
-753
-1% -$118K
VOO icon
30
Vanguard S&P 500 ETF
VOO
$1.01T
$11.2M 0.73%
18,228
+2,072
+13% +$1.22M
PWB icon
31
Invesco Large Cap Growth ETF
PWB
$2.39B
$11M 0.71%
87,484
-385
-0.4% -$46.1K
FV icon
32
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$10.3M 0.67%
166,524
+61
+0% +$3.72K
MO icon
33
Altria Group
MO
$114B
$9.62M 0.63%
145,656
-7,031
-5% -$445K
BUFR icon
34
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$9.5M 0.62%
284,167
+21,325
+8% +$696K
T icon
35
AT&T
T
$163B
$9.28M 0.6%
328,573
+42,126
+15% +$1.2M
MUB icon
36
iShares National Muni Bond ETF
MUB
$45.5B
$9.15M 0.6%
85,924
+5,904
+7% +$618K
PFE icon
37
Pfizer
PFE
$153B
$8.92M 0.58%
349,934
+36,352
+12% +$897K
EMR icon
38
Emerson Electric
EMR
$88.3B
$8.9M 0.58%
67,882
+4,176
+7% +$569K
TLH icon
39
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$8.9M 0.58%
86,460
+13,560
+19% +$1.37M
PWV icon
40
Invesco Large Cap Value ETF
PWV
$1.72B
$8.7M 0.57%
133,371
+1,663
+1% +$105K
MDT icon
41
Medtronic
MDT
$112B
$8.65M 0.56%
90,872
-40
-0% -$3.68K
AMZN icon
42
Amazon
AMZN
$2.96T
$8.64M 0.56%
39,359
+2,166
+6% +$490K
CVX icon
43
Chevron
CVX
$366B
$8.64M 0.56%
55,617
+1,611
+3% +$249K
IBM icon
44
IBM
IBM
$224B
$8.42M 0.55%
29,835
+6,707
+29% +$1.76M
VZ icon
45
Verizon
VZ
$196B
$8.23M 0.54%
187,300
+14,912
+9% +$646K
AGG icon
46
iShares Core US Aggregate Bond ETF
AGG
$138B
$8.22M 0.54%
81,994
+10,638
+15% +$1.06M
VOE icon
47
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$7.94M 0.52%
45,465
+4,573
+11% +$778K
IJH icon
48
iShares Core S&P Mid-Cap ETF
IJH
$127B
$7.84M 0.51%
120,171
+11,648
+11% +$749K
DIVO icon
49
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.81B
$7.81M 0.51%
175,146
+27,577
+19% +$1.2M
VOT icon
50
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$7.77M 0.51%
26,431
-153
-0.6% -$44.1K
1
2
3 4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.