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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAUG icon
26
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$10.5M 0.79%
257,663
-5,386
-2% -$208K
PFF icon
27
iShares Preferred and Income Securities ETF
PFF
$13.3B
$10.2M 0.77%
327,351
-123,138
-27% -$3.68M
NVDA icon
28
NVIDIA
NVDA
$5.42T
$9.87M 0.75%
199,210
-9,220
-4% -$427K
EMR icon
29
Emerson Electric
EMR
$88.3B
$9.72M 0.74%
99,846
-142
-0.1% -$13K
MO icon
30
Altria Group
MO
$114B
$9.59M 0.73%
237,744
+23,716
+11% +$981K
QUAL icon
31
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$9.3M 0.7%
63,199
+4,932
+8% +$683K
MCD icon
32
McDonald's
MCD
$195B
$9.1M 0.69%
30,700
+1,056
+4% +$287K
JAAA icon
33
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$9.03M 0.68%
+179,546
New +$9.01M
UCON icon
34
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$8.95M 0.68%
361,766
-5,144
-1% -$124K
MDT icon
35
Medtronic
MDT
$112B
$8.46M 0.64%
102,734
+109
+0.1% +$8.31K
AFL icon
36
Aflac
AFL
$62.6B
$8.38M 0.63%
101,536
-2,266
-2% -$183K
CVX icon
37
Chevron
CVX
$366B
$8.11M 0.61%
54,385
-400
-0.7% -$60.5K
VZ icon
38
Verizon
VZ
$196B
$7.95M 0.6%
210,771
+27,156
+15% +$961K
FTA icon
39
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$7.86M 0.59%
110,893
-1,694
-2% -$112K
FV icon
40
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$7.68M 0.58%
148,986
-1,323
-0.9% -$61.1K
IJS icon
41
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$7.68M 0.58%
74,475
+2,411
+3% +$220K
VWO icon
42
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$7.65M 0.58%
186,120
+6,353
+4% +$252K
MUB icon
43
iShares National Muni Bond ETF
MUB
$45.5B
$7.63M 0.58%
70,352
+7,092
+11% +$741K
DGRW icon
44
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$7.53M 0.57%
107,077
-717
-0.7% -$47.4K
FYX icon
45
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$7.43M 0.56%
81,176
-1,187
-1% -$97.5K
EFV icon
46
iShares MSCI EAFE Value ETF
EFV
$29.4B
$7.28M 0.55%
139,824
-17,413
-11% -$862K
EDOW icon
47
First Trust Dow 30 Equal Weight ETF
EDOW
$323M
$7.04M 0.53%
+216,084
New +$6.54M
SRLN icon
48
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$6.91M 0.52%
164,833
-111,426
-40% -$4.64M
EEM icon
49
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$6.83M 0.52%
169,739
-259
-0.2% -$10K
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.13T
$6.78M 0.51%
19,003
+4,649
+32% +$1.63M
1
2
3 4 5

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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.