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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAUG icon
26
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
$8.88M 0.78%
243,496
-95
-0% -$3.4K
MO icon
27
Altria Group
MO
$114B
$8.77M 0.77%
196,445
+28,392
+17% +$1.31M
QUAL icon
28
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$8.51M 0.75%
68,594
+64,929
+1,772% +$7.8M
PFE icon
29
Pfizer
PFE
$153B
$8.3M 0.73%
203,340
+11,428
+6% +$494K
SRLN icon
30
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$8.17M 0.72%
197,087
+71,797
+57% +$2.99M
FXH icon
31
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$8.01M 0.71%
74,484
+10,031
+16% +$1.09M
MCD icon
32
McDonald's
MCD
$195B
$7.85M 0.69%
28,061
+1,079
+4% +$289K
UCON icon
33
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$7.7M 0.68%
318,228
+160,873
+102% +$3.91M
CVX icon
34
Chevron
CVX
$366B
$7.65M 0.68%
46,912
+4,017
+9% +$673K
EFG icon
35
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$7.57M 0.67%
80,799
+30,674
+61% +$2.76M
IQLT icon
36
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$7.42M 0.66%
210,255
-13,024
-6% -$447K
AMZN icon
37
Amazon
AMZN
$2.96T
$7.4M 0.65%
71,674
+2,821
+4% +$273K
VWO icon
38
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$7.3M 0.64%
180,753
+3,948
+2% +$161K
SHY icon
39
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$7.29M 0.64%
88,762
+17,422
+24% +$1.42M
T icon
40
AT&T
T
$163B
$7.09M 0.63%
368,056
+41,242
+13% +$788K
MDT icon
41
Medtronic
MDT
$112B
$7.04M 0.62%
87,271
+12,327
+16% +$1M
MUB icon
42
iShares National Muni Bond ETF
MUB
$45.9B
$6.89M 0.61%
63,977
+8,520
+15% +$910K
FTA icon
43
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$6.8M 0.6%
102,422
+2,066
+2% +$141K
FV icon
44
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$6.78M 0.6%
150,357
+8,635
+6% +$403K
EEM icon
45
iShares MSCI Emerging Markets ETF
EEM
$30B
$6.67M 0.59%
169,074
+2,605
+2% +$104K
BSV icon
46
Vanguard Short-Term Bond ETF
BSV
$45.6B
$6.6M 0.58%
86,255
+3,181
+4% +$241K
NVDA icon
47
NVIDIA
NVDA
$5.42T
$6.56M 0.58%
236,150
-4,710
-2% -$102K
FXO icon
48
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$6.43M 0.57%
172,369
+14,820
+9% +$626K
AFL icon
49
Aflac
AFL
$62.6B
$6.4M 0.57%
99,194
+2,217
+2% +$152K
ED icon
50
Consolidated Edison
ED
$39.9B
$6.12M 0.54%
63,952
+1,803
+3% +$169K
1
2
3 4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.