We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-12.34%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$961M
AUM Growth
-$129M
Cap. Flow
+$15.9M
Cap. Flow %
1.65%
Top 10 Hldgs %
20.6%
Holding
570
New
42
Increased
234
Reduced
197
Closed
74

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.9M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.74M
3
AMZN icon
Amazon
AMZN
+$3.09M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.27M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$2.09M

Top Sells

Rank Stock Value
1
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$10.2M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.57M
3
UCO icon
ProShares Ultra Bloomberg Crude Oil
UCO
+$1.6M
4
NOC icon
Northrop Grumman
NOC
+$1.6M
5
LYFT icon
Lyft
LYFT
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Healthcare 6.15%
3 Consumer Staples 4.4%
4 Consumer Discretionary 3.3%
5 Financials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDVY icon
26
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$8.49M 0.88%
355,600
+23,713
+7% +$621K
IJR icon
27
iShares Core S&P Small-Cap ETF
IJR
$112B
$8.49M 0.88%
91,870
-10,650
-10% -$1.06M
FAUG icon
28
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$8M 0.83%
231,646
+8,110
+4% +$291K
EMR icon
29
Emerson Electric
EMR
$88.3B
$7.71M 0.8%
97,001
+2,500
+3% +$220K
EFAV icon
30
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$7.36M 0.77%
116,271
+941
+0.8% +$63.2K
IQLT icon
31
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$7.15M 0.74%
231,199
+20,826
+10% +$700K
VWO icon
32
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$7.1M 0.74%
170,461
+6,272
+4% +$271K
TDIV icon
33
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$6.75M 0.7%
134,544
+6,015
+5% +$327K
FIXD icon
34
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$6.46M 0.67%
139,424
+5,050
+4% +$239K
EEM icon
35
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$6.36M 0.66%
158,550
+8,160
+5% +$342K
FTA icon
36
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$6.14M 0.64%
98,902
+6,757
+7% +$457K
IUSB icon
37
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$6M 0.63%
128,252
+4,072
+3% +$193K
FXO icon
38
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$5.93M 0.62%
152,756
+6,719
+5% +$283K
ED icon
39
Consolidated Edison
ED
$39.9B
$5.91M 0.62%
62,145
-849
-1% -$80.8K
GOVT icon
40
iShares US Treasury Bond ETF
GOVT
$43.6B
$5.9M 0.61%
246,826
+750
+0.3% +$18K
MCD icon
41
McDonald's
MCD
$195B
$5.83M 0.61%
23,596
+1,541
+7% +$380K
T icon
42
AT&T
T
$163B
$5.75M 0.6%
274,093
-72,908
-21% -$1.45M
CVX icon
43
Chevron
CVX
$366B
$5.65M 0.59%
39,037
+1,780
+5% +$294K
FXH icon
44
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$5.46M 0.57%
52,994
+789
+2% +$85K
QUAL icon
45
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$5.46M 0.57%
48,895
+3,983
+9% +$486K
MDT icon
46
Medtronic
MDT
$112B
$5.44M 0.57%
60,592
+7,701
+15% +$780K
MUB icon
47
iShares National Muni Bond ETF
MUB
$45.5B
$5.29M 0.55%
49,724
-3,599
-7% -$384K
FV icon
48
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$5.29M 0.55%
127,638
+5,252
+4% +$243K
VTI icon
49
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$5.27M 0.55%
27,961
+2,517
+10% +$517K
FYX icon
50
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$5.23M 0.54%
68,251
+3,218
+5% +$269K
1
2
3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q2 2022 Portfolio in Review

As of Q2 2022, Regal Investment Advisors held 570 positions worth $961M, down 12% from $1.09B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q2 2022 filing shows 42 new, 234 increased, 197 reduced and 74 closed positions. Its largest new stake was iShares US Consumer Staples ETF: 24,306 shares worth $1.58M. The largest sale was iShares Core International Aggregate Bond Fund, an estimated $10.2M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2022 buy was iShares US Consumer Staples ETF: 24,306 shares worth $1.58M.
  • Regal Investment Advisors added most to iShares 0-5 Year TIPS Bond ETF in Q2 2022, an estimated $12.9M increase.
  • Regal Investment Advisors's biggest Q2 2022 reduction was iShares Core International Aggregate Bond Fund, cutting an estimated $10.2M.
  • Regal Investment Advisors fully exited ProShares Ultra Bloomberg Crude Oil in Q2 2022, selling an estimated $1.6M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $961M portfolio in Q2 2022.
  • Regal Investment Advisors opened 42 new positions and closed 74 in Q2 2022.
  • Regal Investment Advisors's portfolio value fell 12% quarter-over-quarter to $961M.

Based on Regal Investment Advisors's 13F filing for Q2 2022, filed 9 Aug 2022.