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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWX icon
26
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$512K 0.52%
9,248
-541
-6% -$29.2K
IWF icon
27
iShares Russell 1000 Growth ETF
IWF
$128B
$366K 0.37%
6,028
-99,356
-94% -$6.05M
IWB icon
28
iShares Russell 1000 ETF
IWB
$50.1B
$239K 0.24%
1,070
-252
-19% -$55.2K
AAPL icon
29
Apple
AAPL
$4.57T
– –
-134,076
Closed -$17.8M
ABBV icon
30
AbbVie
ABBV
$435B
– –
-112,968
Closed -$12.1M
ABEV icon
31
Ambev
ABEV
$46.4B
– –
-25,607
Closed -$78K
ABT icon
32
Abbott
ABT
$187B
– –
-6,256
Closed -$685K
ACN icon
33
Accenture
ACN
$108B
– –
-1,327
Closed -$347K
ACWI icon
34
iShares MSCI ACWI ETF
ACWI
$33.5B
– –
-3,084
Closed -$280K
ACWV icon
35
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
– –
-155,395
Closed -$15.1M
ADP icon
36
Automatic Data Processing
ADP
$108B
– –
-14,811
Closed -$2.61M
AEP icon
37
American Electric Power
AEP
$68.4B
– –
-57,050
Closed -$4.75M
AFL icon
38
Aflac
AFL
$62.6B
– –
-56,336
Closed -$2.5M
AGG icon
39
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-27,270
Closed -$3.22M
AGGY icon
40
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
– –
-40,075
Closed -$2.15M
ALTY icon
41
Global X Alternative Income ETF
ALTY
$45.5M
– –
-22,976
Closed -$269K
AMAT icon
42
Applied Materials
AMAT
$428B
– –
-21,941
Closed -$1.89M
AMD icon
43
Advanced Micro Devices
AMD
$789B
– –
-11,021
Closed -$1.01M
AMGN icon
44
Amgen
AMGN
$222B
– –
-4,366
Closed -$1M
AMZN icon
45
Amazon
AMZN
$2.96T
– –
-51,640
Closed -$8.41M
ANSS
46
DELISTED
Ansys
ANSS
– –
-1,640
Closed -$597K
APPN icon
47
Appian
APPN
$2.48B
– –
-1,869
Closed -$303K
AVGO icon
48
Broadcom
AVGO
$2.04T
– –
-9,490
Closed -$415K
AZN icon
49
CALL
AstraZeneca
AZN
$250B
– –
-150
Closed -$15K
AZN icon
50
AstraZeneca
AZN
$250B
– –
-2,091
Closed -$209K
1
2
3 4 5

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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.