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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
(-88%)
Cap. Flow
-$472M
Cap. Flow
% of AUM
-692.75%
Top 10 Holdings %
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$386K |
| 2 |
State Street SPDR S&P Global Natural Resources ETF
GNR
|
+$19.4K |
| 3 |
FM
iShares Frontier and Select EM ETF
FM
|
+$14.9K |
| 4 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$12.4K |
| 5 |
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
|
+$9.71K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$14.8M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$11.6M |
| 3 |
Apple
AAPL
|
+$9.63M |
| 4 |
Procter & Gamble
PG
|
+$9.52M |
| 5 |
Microsoft
MSFT
|
+$9.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 0% |
| 2 | Consumer Discretionary | 0% |
| 3 | Consumer Staples | 0% |
| 4 | Energy | 0% |
| 5 | Financials | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
| $238K | 0.35% |
7,182
-860
| -11% | -$35.9K |
|
27
iShares Russell 1000 Growth ETF
IWF
$128B
| $227K | 0.33% |
6,028
-119,044
| -95% | -$5.13M |
|
|
28
Apple
AAPL
$4.57T
| – | – |
-131,200
| Closed | -$9.63M |
|
29
AbbVie
ABBV
$435B
| – | – |
-97,162
| Closed | -$8.6M |
|
30
Abbott
ABT
$187B
| – | – |
-5,042
| Closed | -$438K |
|
|
ACB
31
Aurora Cannabis
ACB
$185M
| – | – |
-228
| Closed | -$59K |
|
32
Accenture
ACN
$108B
| – | – |
-1,070
| Closed | -$225K |
|
33
iShares MSCI ACWI ETF
ACWI
$33.4B
| – | – |
-5,043
| Closed | -$400K |
|
34
Automatic Data Processing
ADP
$108B
| – | – |
-14,737
| Closed | -$2.51M |
|
35
American Electric Power
AEP
$68.4B
| – | – |
-61,759
| Closed | -$5.84M |
|
36
Aflac
AFL
$62.6B
| – | – |
-50,993
| Closed | -$2.7M |
|
37
iShares Core US Aggregate Bond ETF
AGG
$138B
| – | – |
-29,232
| Closed | -$3.29M |
|
38
Allegion
ALLE
$14.4B
| – | – |
-1,621
| Closed | -$202K |
|
39
Global X Alternative Income ETF
ALTY
$45.5M
| – | – |
-42,612
| Closed | -$630K |
|
40
Applied Materials
AMAT
$428B
| – | – |
-41,532
| Closed | -$2.54M |
|
41
Advanced Micro Devices
AMD
$789B
| – | – |
-8,058
| Closed | -$370K |
|
42
Amgen
AMGN
$222B
| – | – |
-2,359
| Closed | -$569K |
|
43
Alerian MLP ETF
AMLP
$13.1B
| – | – |
-29,587
| Closed | -$1.26M |
|
|
AMRN
44
CALL
Amarin Corp
AMRN
$303M
| – | – |
-500
| Closed | -$214K |
|
|
AMRN
45
Amarin Corp
AMRN
$303M
| – | – |
-109
| Closed | -$47K |
|
46
Amazon
AMZN
$2.96T
| – | – |
-35,180
| Closed | -$3.25M |
|
47
Boeing
BA
$185B
| – | – |
-2,788
| Closed | -$908K |
|
48
Alibaba
BABA
$308B
| – | – |
-2,304
| Closed | -$489K |
|
49
Bank of America
BAC
$442B
| – | – |
-47,441
| Closed | -$1.67M |
|
50
Baxter International
BAX
$14.2B
| – | – |
-3,365
| Closed | -$281K |
|
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Regal Investment Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.
Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.
Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.
- Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
- Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
- Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
- Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
- Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
- Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.
Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.