RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
This Quarter Return
-15.8%
1 Year Return
+14.14%
3 Year Return
+50.89%
5 Year Return
+76.19%
10 Year Return
+154.28%
AUM
$68.1M
AUM Growth
+$68.1M
Cap. Flow
-$464M
Cap. Flow %
-681.54%
Top 10 Hldgs %
70.36%
Holding
340
New
–
Increased
5
Reduced
22
Closed
313

Top Buys

1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
$322K
2
GNR icon
SPDR S&P Global Natural Resources ETF
GNR
$15.2K
3
FM
iShares Frontier and Select EM ETF
FM
$11.5K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
$11.1K
5
HYMB icon
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$9.19K

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$12.5M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$11.6M
3
AAPL icon
Apple
AAPL
$9.63M
4
PG icon
Procter & Gamble
PG
$9.52M
5
MSFT icon
Microsoft
MSFT
$9.09M

Sector Composition

1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EWX icon
26
SPDR S&P Emerging Markets Small Cap ETF
EWX
$715M
$238K 0.35%
7,182
-860
-11% -$28.5K
IWF icon
27
iShares Russell 1000 Growth ETF
IWF
$117B
$227K 0.33%
1,507
-29,761
-95% -$4.48M
BDCS
28
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
– –
-13,653
Closed -$279K
RTN
29
DELISTED
Raytheon Company
RTN
– –
-1,413
Closed -$310K
KNOW
30
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
– –
-12,383
Closed -$488K
FIT
31
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-15,000
Closed -$99K
RFAP
32
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
– –
-42,677
Closed -$2.26M
NXQ
33
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-13,431
Closed -$205K
PCI
34
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-15,301
Closed -$386K
RDS.A
35
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-5,738
Closed -$338K
INFO
36
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-2,823
Closed -$213K
COHR
37
DELISTED
Coherent Inc
COHR
– –
-11,597
Closed -$1.93M
TWTR
38
DELISTED
Twitter, Inc.
TWTR
– –
-8,183
Closed -$262K
TEN
39
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-156,033
Closed -$2.04M
RSX
40
DELISTED
VanEck Russia ETF
RSX
– –
-11,537
Closed -$288K
STOR
41
DELISTED
STORE Capital Corporation
STOR
– –
-25,961
Closed -$967K
CAJ
42
DELISTED
Canon, Inc.
CAJ
– –
-7,623
Closed -$208K
ABB
43
DELISTED
ABB Ltd.
ABB
– –
-8,572
Closed -$206K
PGAL
44
DELISTED
Global X MSCI Portugal ETF
PGAL
– –
-16,654
Closed -$185K
NS
45
DELISTED
NuStar Energy L.P.
NS
– –
-25,500
Closed -$659K
AMJ
46
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-68,091
Closed -$1.49M
XYZ
47
Block, Inc.
XYZ
$46.2B
– –
-4,069
Closed -$255K
YYY icon
48
Amplify High Income ETF
YYY
$603M
– –
-37,116
Closed -$662K
XOM icon
49
Exxon Mobil
XOM
$477B
– –
-66,986
Closed -$4.67M
XLV icon
50
Health Care Select Sector SPDR Fund
XLV
$33.8B
– –
-4,613
Closed -$470K
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