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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$513M
AUM Growth
+$21.3M
Cap. Flow
+$11M
Cap. Flow %
2.15%
Top 10 Hldgs %
20.29%
Holding
385
New
33
Increased
173
Reduced
91
Closed
68

Top Buys

Rank Stock Value
1
INGR icon
Ingredion
INGR
+$2.02M
2
PARA
Paramount Global Class B
PARA
+$1.92M
3
CMP icon
Compass Minerals
CMP
+$1.91M
4
BMY icon
Bristol-Myers Squibb
BMY
+$1.9M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.29M

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.23M
2
UTHR icon
United Therapeutics
UTHR
+$2.02M
3
IDCC icon
InterDigital
IDCC
+$1.74M
4
LEA icon
Lear
LEA
+$1.5M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M

Sector Composition

Rank Sector Weight
1 Healthcare 8.01%
2 Technology 6.97%
3 Consumer Staples 6.91%
4 Industrials 5.04%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
26
Walt Disney
DIS
$170B
$5M 0.97%
35,819
-520
-1% -$69K
MCD icon
27
McDonald's
MCD
$191B
$4.91M 0.96%
23,663
-1,898
-7% -$376K
MDT icon
28
Medtronic
MDT
$110B
$4.3M 0.84%
44,206
+4,688
+12% +$428K
CVX icon
29
Chevron
CVX
$379B
$4.21M 0.82%
33,816
+5,400
+19% +$653K
DUK icon
30
Duke Energy
DUK
$96.9B
$4.01M 0.78%
45,410
-2,164
-5% -$191K
FTA icon
31
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$3.95M 0.77%
75,795
+3,261
+4% +$169K
FLOT icon
32
iShares Floating Rate Bond ETF
FLOT
$10.3B
$3.82M 0.74%
74,945
+4,171
+6% +$212K
FDN icon
33
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$3.8M 0.74%
26,396
+5
+0% +$714
MUB icon
34
iShares National Muni Bond ETF
MUB
$45.4B
$3.47M 0.68%
30,669
+479
+2% +$53.6K
AMZN icon
35
Amazon
AMZN
$2.99T
$3.42M 0.67%
36,080
+920
+3% +$85.7K
KO icon
36
Coca-Cola
KO
$372B
$3.4M 0.66%
66,802
+6,184
+10% +$303K
SPYG icon
37
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.2B
$3.4M 0.66%
87,850
-7,636
-8% -$290K
INTC icon
38
Intel
INTC
$509B
$3.31M 0.64%
69,086
+1,079
+2% +$53.5K
LZB icon
39
La-Z-Boy
LZB
$1.67B
$3.3M 0.64%
107,751
– –
RFEM icon
40
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.6M
$3.25M 0.63%
52,706
-657
-1% -$40.2K
IJH icon
41
iShares Core S&P Mid-Cap ETF
IJH
$126B
$3.23M 0.63%
83,165
-7,110
-8% -$272K
XOM icon
42
ExxonMobil
XOM
$638B
$3.19M 0.62%
41,691
+1,148
+3% +$88.9K
RFEU
43
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$3.19M 0.62%
53,733
-7,028
-12% -$415K
RFDI icon
44
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
$3.17M 0.62%
55,833
-5,166
-8% -$292K
FYX icon
45
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$3.17M 0.62%
51,503
+2,078
+4% +$127K
FV icon
46
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
$2.96M 0.58%
97,357
+3,319
+4% +$99.3K
VOT icon
47
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$2.86M 0.56%
19,132
+185
+1% +$27K
META icon
48
Meta Platforms (Facebook)
META
$1.5T
$2.83M 0.55%
14,635
-123
-0.8% -$22.5K
VOE icon
49
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$2.73M 0.53%
24,554
+962
+4% +$105K
GIS icon
50
General Mills
GIS
$19.3B
$2.69M 0.52%
51,279
+2,138
+4% +$110K
1
2
3 4 5

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VCM
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Regal Investment Advisors held 385 positions worth $513M, up 4.3% from $492M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q2 2019 filing shows 33 new, 173 increased, 91 reduced and 68 closed positions. Its largest new stake was Ingredion: 23,478 shares worth $1.94M. The largest sale was Oracle, an estimated $2.23M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2019 buy was Ingredion: 23,478 shares worth $1.94M.
  • Regal Investment Advisors added most to Bristol-Myers Squibb in Q2 2019, an estimated $1.9M increase.
  • Regal Investment Advisors's biggest Q2 2019 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $1.28M.
  • Regal Investment Advisors fully exited Oracle in Q2 2019, selling an estimated $2.23M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $513M portfolio in Q2 2019.
  • Regal Investment Advisors opened 33 new positions and closed 68 in Q2 2019.
  • Regal Investment Advisors's portfolio value rose 4.3% quarter-over-quarter to $513M.

Based on Regal Investment Advisors's 13F filing for Q2 2019, filed 26 Jul 2019.