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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.25%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$452M
AUM Growth
+$3.81M
Cap. Flow
+$16.1M
Cap. Flow %
3.55%
Top 10 Hldgs %
20.11%
Holding
327
New
42
Increased
156
Reduced
99
Closed
16

Top Buys

Rank Stock Value
1
UTHR icon
United Therapeutics
UTHR
+$2.27M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.26M
3
IDCC icon
InterDigital
IDCC
+$2.03M
4
SAFM
Sanderson Farms Inc
SAFM
+$1.99M
5
HUM icon
Humana
HUM
+$1.93M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$2.35M
2
UI icon
Ubiquiti
UI
+$2.25M
3
V icon
Visa
V
+$2.13M
4
AMGN icon
Amgen
AMGN
+$2.07M
5
MON
Monsanto Co
MON
+$2.06M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Technology 5.86%
3 Consumer Staples 5.54%
4 Financials 5.49%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFEU
26
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$4.28M 0.95%
65,864
+1,173
+2% +$78.4K
VWO icon
27
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$4.22M 0.93%
89,928
-13,597
-13% -$652K
MO icon
28
Altria Group
MO
$114B
$4.12M 0.91%
66,075
+400
+0.6% +$26.5K
RFEM icon
29
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.5M
$4.09M 0.91%
54,948
+947
+2% +$71K
RFDI icon
30
First Trust RiverFront Dynamic Developed International ETF
RFDI
$167M
$4.05M 0.9%
63,406
+1,197
+2% +$78.3K
VNQ icon
31
Vanguard Real Estate ETF
VNQ
$39.1B
$4.04M 0.89%
53,485
-937
-2% -$71.7K
FDN icon
32
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.46B
$3.61M 0.8%
29,934
+225
+0.8% +$27.3K
DIS icon
33
Walt Disney
DIS
$180B
$3.53M 0.78%
35,138
+501
+1% +$53.2K
LZB icon
34
La-Z-Boy
LZB
$1.65B
$3.49M 0.77%
116,451
– –
RFAP
35
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$3.39M 0.75%
56,330
+1,085
+2% +$66.8K
DUK icon
36
Duke Energy
DUK
$96.8B
$3.34M 0.74%
43,058
+4,168
+11% +$322K
FTA icon
37
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$3.22M 0.71%
61,072
-1,031
-2% -$56.3K
AEP icon
38
American Electric Power
AEP
$68.2B
$3.12M 0.69%
45,528
+2,100
+5% +$141K
XOM icon
39
ExxonMobil
XOM
$633B
$3.01M 0.67%
40,380
-15
-0% -$1.2K
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.99M 0.66%
14,984
+145
+1% +$29.8K
PEP icon
41
PepsiCo
PEP
$189B
$2.9M 0.64%
26,598
-747
-3% -$85K
PFE icon
42
Pfizer
PFE
$150B
$2.88M 0.64%
85,665
+5,997
+8% +$206K
FV icon
43
First Trust Dorsey Wright Focus 5 ETF
FV
$3.74B
$2.72M 0.6%
94,845
+103
+0.1% +$3.01K
FYX icon
44
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$2.69M 0.59%
44,687
+673
+2% +$41.2K
MUB icon
45
iShares National Muni Bond ETF
MUB
$45.4B
$2.67M 0.59%
24,537
+1,394
+6% +$152K
MA icon
46
Mastercard
MA
$499B
$2.54M 0.56%
14,486
-719
-5% -$123K
GOOG icon
47
Alphabet (Google) Class C
GOOG
$4.34T
$2.53M 0.56%
49,000
-2,200
-4% -$121K
VOE icon
48
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$2.51M 0.55%
22,926
+828
+4% +$93.1K
BLK icon
49
Blackrock
BLK
$176B
$2.49M 0.55%
4,604
-248
-5% -$136K
COP icon
50
ConocoPhillips
COP
$140B
$2.41M 0.53%
40,692
-5,553
-12% -$314K
1
2
3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Regal Investment Advisors held 327 positions worth $452M, up 0.85% from $449M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $16.1M of net new capital in Q1 2018, opening 42 new positions and adding to 156 existing holdings. Its largest new stake was United Therapeutics: 17,858 shares worth $2.01M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Lowe's Companies, an estimated $2.35M trimmed.

  • Regal Investment Advisors's largest Q1 2018 buy was United Therapeutics: 17,858 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Floating Rate Bond ETF in Q1 2018, an estimated $2.26M increase.
  • Regal Investment Advisors's biggest Q1 2018 reduction was Lowe's Companies, cutting an estimated $2.35M.
  • Regal Investment Advisors fully exited Ubiquiti in Q1 2018, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $452M portfolio in Q1 2018.
  • Regal Investment Advisors opened 42 new positions and closed 16 in Q1 2018.
  • Regal Investment Advisors's portfolio value rose 0.85% quarter-over-quarter to $452M.

Based on Regal Investment Advisors's 13F filing for Q1 2018, filed 25 Apr 2018.