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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
26
Altria Group
MO
$114B
$4.06M 0.95%
64,080
+3,071
+5% +$205K
FTA icon
27
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$4.02M 0.94%
78,634
-7,459
-9% -$376K
VTV icon
28
Vanguard Morningstar Value ETF
VTV
$188B
$4.01M 0.94%
40,158
+3,095
+8% +$303K
AOR icon
29
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$3.97M 0.93%
88,602
+10,476
+13% +$462K
VNQ icon
30
Vanguard Real Estate ETF
VNQ
$39.2B
$3.67M 0.86%
44,225
+1,229
+3% +$103K
DIS icon
31
Walt Disney
DIS
$169B
$3.47M 0.81%
35,210
-3,391
-9% -$349K
FLOT icon
32
iShares Floating Rate Bond ETF
FLOT
$10.3B
$3.44M 0.8%
67,445
-3,947
-6% -$201K
DUK icon
33
Duke Energy
DUK
$97.1B
$3.29M 0.77%
39,142
+5,223
+15% +$447K
RFEU
34
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$3.26M 0.76%
50,516
+3,397
+7% +$214K
QQQ icon
35
Invesco QQQ Trust
QQQ
$468B
$3.18M 0.74%
21,860
-1,544
-7% -$221K
LZB icon
36
La-Z-Boy
LZB
$1.62B
$3.13M 0.73%
116,451
– –
PEP icon
37
PepsiCo
PEP
$190B
$3.04M 0.71%
27,237
-773
-3% -$89.3K
BRK.B icon
38
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.01M 0.7%
16,436
-2,199
-12% -$389K
FDN icon
39
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$2.96M 0.69%
28,874
-100
-0.3% -$9.91K
RFDI icon
40
First Trust RiverFront Dynamic Developed International ETF
RFDI
$165M
$2.94M 0.69%
46,622
+4,027
+9% +$249K
IWF icon
41
iShares Russell 1000 Growth ETF
IWF
$124B
$2.91M 0.68%
93,072
+6,204
+7% +$190K
AEP icon
42
American Electric Power
AEP
$69.7B
$2.82M 0.66%
40,181
+10,500
+35% +$748K
XOM icon
43
ExxonMobil
XOM
$644B
$2.81M 0.65%
34,237
+10,061
+42% +$799K
TLT icon
44
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$2.73M 0.64%
21,918
-411
-2% -$51.6K
RFEM icon
45
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$79.1M
$2.67M 0.62%
39,724
+2,895
+8% +$192K
LOW icon
46
Lowe's Companies
LOW
$117B
$2.66M 0.62%
33,224
-4,239
-11% -$325K
FYX icon
47
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$2.62M 0.61%
44,423
+396
+0.9% +$22.1K
GOOG icon
48
Alphabet (Google) Class C
GOOG
$4.59T
$2.6M 0.61%
54,320
-6,360
-10% -$296K
AMGN icon
49
Amgen
AMGN
$203B
$2.5M 0.58%
13,418
-727
-5% -$129K
V icon
50
Visa
V
$681B
$2.46M 0.57%
23,395
-4,030
-15% -$409K
1
2
3 4 5

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VCM
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SFI
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.