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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTA icon
26
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$3.59M 0.99%
+76,553
New +$3.43M
COF icon
27
Capital One
COF
$136B
$3.5M 0.97%
40,171
-2,664
-6% -$215K
BSV icon
28
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.44M 0.95%
43,234
+7,520
+21% +$602K
STT icon
29
State Street
STT
$51.4B
$3.43M 0.95%
44,161
-2,645
-6% -$199K
LOW icon
30
Lowe's Companies
LOW
$123B
$3.36M 0.93%
47,193
-1,921
-4% -$136K
BWA icon
31
BorgWarner
BWA
$13.7B
$3.29M 0.91%
94,672
-4,736
-5% -$153K
PG icon
32
Procter & Gamble
PG
$342B
$3.2M 0.88%
38,076
+1,634
+4% +$139K
GE icon
33
GE Aerospace
GE
$396B
$3.15M 0.87%
20,806
-258
-1% -$37.5K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$3.12M 0.86%
87,088
-21,198
-20% -$776K
GBX icon
35
The Greenbrier Companies
GBX
$1.54B
$3.1M 0.86%
+74,669
New +$2.79M
VIG icon
36
Vanguard Dividend Appreciation ETF
VIG
$114B
$3.06M 0.85%
35,894
+1,234
+4% +$104K
AGG icon
37
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.04M 0.84%
28,131
+10,963
+64% +$1.2M
USMV icon
38
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$3.04M 0.84%
67,229
-131,763
-66% -$5.88M
LH icon
39
Labcorp
LH
$25.4B
$2.95M 0.82%
26,743
-990
-4% -$110K
EMR icon
40
Emerson Electric
EMR
$91B
$2.95M 0.82%
52,899
+5,336
+11% +$287K
BKNG icon
41
Booking.com
BKNG
$160B
$2.94M 0.81%
50,175
-2,225
-4% -$133K
COP icon
42
ConocoPhillips
COP
$140B
$2.94M 0.81%
58,583
-2,261
-4% -$104K
JNK icon
43
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$2.89M 0.8%
26,394
+14,075
+114% +$1.53M
MON
44
DELISTED
Monsanto Co
MON
$2.85M 0.79%
27,090
-1,070
-4% -$110K
MUB icon
45
iShares National Muni Bond ETF
MUB
$45.4B
$2.84M 0.79%
26,260
-2,296
-8% -$251K
BIIB icon
46
Biogen
BIIB
$30.5B
$2.82M 0.78%
9,958
-405
-4% -$120K
TFCFA
47
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$2.82M 0.78%
100,507
-3,370
-3% -$90.7K
FLOT icon
48
iShares Floating Rate Bond ETF
FLOT
$10.3B
$2.76M 0.76%
54,400
+11,756
+28% +$596K
AOR icon
49
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$2.72M 0.75%
67,031
+3,196
+5% +$129K
V icon
50
Visa
V
$688B
$2.72M 0.75%
34,829
-1,011
-3% -$81.3K
1
2
3 4 5

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VCM
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Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.