We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
26
iShares Russell 2000 ETF
IWM
$82.1B
$3.71M 1.01%
33,567
-1,032
-3% -$107K
VUG icon
27
Vanguard Morningstar Growth ETF
VUG
$229B
$3.6M 0.97%
202,866
-6,096
-3% -$102K
SCHD icon
28
Schwab US Dividend Equity ETF
SCHD
$105B
$3.57M 0.97%
267,477
+10,218
+4% +$130K
DD icon
29
DuPont de Nemours
DD
$19.5B
$3.53M 0.96%
27,393
+169
+0.6% +$20.3K
IVV icon
30
iShares Core S&P 500 ETF
IVV
$897B
$3.52M 0.95%
17,038
-702
-4% -$138K
BXLT
31
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$3.38M 0.92%
83,701
-3,798
-4% -$150K
GE icon
32
GE Aerospace
GE
$389B
$3.38M 0.91%
22,155
+2,858
+15% +$404K
TFCFA
33
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3.31M 0.9%
118,873
-4,422
-4% -$118K
LH icon
34
Labcorp
LH
$25.6B
$3.3M 0.89%
32,777
-1,391
-4% -$133K
GILD icon
35
Gilead Sciences
GILD
$162B
$3.25M 0.88%
35,359
-2,696
-7% -$243K
WDC icon
36
Western Digital
WDC
$156B
$3.18M 0.86%
+89,041
New +$3.18M
AMGN icon
37
Amgen
AMGN
$219B
$3.18M 0.86%
21,193
+19,914
+1,557% +$2.96M
VWO icon
38
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$3.09M 0.84%
89,437
+18,530
+26% +$581K
BKNG icon
39
Booking.com
BKNG
$156B
$3.09M 0.84%
59,975
-1,575
-3% -$75.4K
MSFT icon
40
Microsoft
MSFT
$3.71T
$3.09M 0.84%
55,901
-2,908
-5% -$152K
V icon
41
Visa
V
$692B
$3.07M 0.83%
+40,117
New +$2.91M
VAR
42
DELISTED
Varian Medical Systems, Inc.
VAR
$3.04M 0.82%
43,380
-1,606
-4% -$109K
ESRX
43
DELISTED
Express Scripts Holding Company
ESRX
$3.04M 0.82%
44,193
+430
+1% +$30.9K
BIIB icon
44
Biogen
BIIB
$30.5B
$3.02M 0.82%
+11,584
New +$3.06M
MUB icon
45
iShares National Muni Bond ETF
MUB
$45.3B
$3M 0.81%
26,866
+7,943
+42% +$884K
AXE
46
DELISTED
Anixter International Inc
AXE
$2.97M 0.81%
+57,045
New +$2.68M
GLD icon
47
SPDR Gold Trust
GLD
$138B
$2.91M 0.79%
24,700
+19,050
+337% +$2.16M
MON
48
DELISTED
Monsanto Co
MON
$2.84M 0.77%
32,353
-1,040
-3% -$93.9K
FXG icon
49
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$2.78M 0.75%
60,196
+4,439
+8% +$196K
GAP
50
The Gap Inc
GAP
$7.39B
$2.77M 0.75%
94,279
-1,877
-2% -$49.3K
1
2
3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.