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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
26
AbbVie
ABBV
$435B
$2.86M 0.86%
49,463
+2,819
+6% +$157K
EBAY icon
27
eBay
EBAY
$49.4B
$2.84M 0.86%
119,109
+5,567
+5% +$124K
KMR
28
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$2.83M 0.86%
30,518
+710
+2% +$61.3K
SJNK icon
29
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$2.83M 0.86%
94,551
-2,718
-3% -$82.7K
COP icon
30
ConocoPhillips
COP
$140B
$2.77M 0.84%
36,187
+625
+2% +$51.1K
DOC icon
31
Healthpeak Properties
DOC
$15B
$2.73M 0.83%
75,586
+5,850
+8% +$222K
DUK icon
32
Duke Energy
DUK
$96.2B
$2.72M 0.82%
36,420
+1,390
+4% +$101K
LOW icon
33
Lowe's Companies
LOW
$123B
$2.69M 0.81%
50,735
+3,559
+8% +$180K
ABT icon
34
Abbott
ABT
$183B
$2.68M 0.81%
64,432
+4,210
+7% +$178K
PETM
35
DELISTED
PETSMART INC
PETM
$2.66M 0.81%
38,015
+1,249
+3% +$86.9K
VTV icon
36
Vanguard Morningstar Value ETF
VTV
$191B
$2.59M 0.78%
31,851
-105
-0.3% -$8.58K
CME icon
37
CME Group
CME
$95.2B
$2.56M 0.77%
32,050
+1,642
+5% +$124K
ESRX
38
DELISTED
Express Scripts Holding Company
ESRX
$2.55M 0.77%
36,124
+1,929
+6% +$137K
BAX icon
39
Baxter International
BAX
$14.1B
$2.51M 0.76%
64,455
+3,221
+5% +$131K
IWF icon
40
iShares Russell 1000 Growth ETF
IWF
$127B
$2.51M 0.76%
109,584
+1,348
+1% +$30.9K
IBM icon
41
IBM
IBM
$222B
$2.5M 0.76%
13,799
+371
+3% +$67.6K
DKS icon
42
Dick's Sporting Goods
DKS
$17.9B
$2.5M 0.75%
56,902
+3,594
+7% +$160K
GOOG icon
43
Alphabet (Google) Class C
GOOG
$4.4T
$2.47M 0.75%
85,695
+3,791
+5% +$110K
ED icon
44
Consolidated Edison
ED
$39.9B
$2.42M 0.73%
42,654
+2,933
+7% +$167K
AAPL icon
45
Apple
AAPL
$4.54T
$2.4M 0.72%
95,180
+25,456
+37% +$625K
BLK icon
46
Blackrock
BLK
$176B
$2.37M 0.72%
7,217
+386
+6% +$124K
VNQ icon
47
Vanguard Real Estate ETF
VNQ
$39.2B
$2.32M 0.7%
32,274
-42,261
-57% -$3.19M
VTIP icon
48
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.32M 0.7%
46,942
-504
-1% -$25.1K
PM icon
49
Philip Morris
PM
$294B
$2.26M 0.68%
27,062
+1,782
+7% +$151K
WU icon
50
Western Union
WU
$2.26B
$2.25M 0.68%
140,401
+6,623
+5% +$114K
1
2
3 4 5

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.