We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
26
Mastercard
MA
$503B
$2.21M 0.94%
29,648
-172,652
-85% -$13.5M
TBRG
27
DELISTED
TruBridge
TBRG
$2.18M 0.92%
33,719
+9,470
+39% +$615K
LQD icon
28
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$2.16M 0.92%
18,501
+17,571
+1,889% +$2.04M
VAR
29
DELISTED
Varian Medical Systems, Inc.
VAR
$2.16M 0.91%
29,298
+8,651
+42% +$623K
BKNG icon
30
Booking.com
BKNG
$156B
$2.09M 0.89%
43,850
+7,725
+21% +$381K
UTHR icon
31
United Therapeutics
UTHR
$22.4B
$2.09M 0.89%
22,236
+3,775
+20% +$386K
LUV icon
32
Southwest Airlines
LUV
$23.1B
$2.07M 0.87%
87,500
+86,204
+6,652% +$1.89M
CACC icon
33
Credit Acceptance
CACC
$6.08B
$2.05M 0.87%
+14,445
New +$1.97M
NTUS
34
DELISTED
Natus Medical Inc
NTUS
$2.03M 0.86%
+78,841
New +$1.99M
CMI icon
35
Cummins
CMI
$88.3B
$2.02M 0.86%
+13,556
New +$1.88M
IPAR icon
36
Interparfums
IPAR
$3.87B
$2.02M 0.85%
55,716
+20,636
+59% +$693K
LEA icon
37
Lear
LEA
$8.06B
$2.02M 0.85%
24,070
+8,828
+58% +$703K
VGK icon
38
Vanguard FTSE Europe ETF
VGK
$31.1B
$2.02M 0.85%
34,186
+12,904
+61% +$754K
FDS icon
39
Factset
FDS
$9.78B
$2.01M 0.85%
18,647
+6,020
+48% +$637K
AMJ
40
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.98M 0.84%
42,489
+3,654
+9% +$169K
ESL
41
DELISTED
Esterline Technologies
ESL
$1.96M 0.83%
+18,432
New +$1.94M
ISHG icon
42
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$1.95M 0.83%
20,376
+167
+0.8% +$15.9K
GAP
43
The Gap Inc
GAP
$7.39B
$1.95M 0.83%
48,696
+15,943
+49% +$645K
RPXC
44
DELISTED
RPX Corporation
RPXC
$1.92M 0.81%
118,106
+41,676
+55% +$680K
CELG
45
DELISTED
Celgene Corp
CELG
$1.92M 0.81%
27,526
+7,326
+36% +$580K
ODFL icon
46
Old Dominion Freight Line
ODFL
$44.3B
$1.9M 0.8%
+100,422
New +$1.82M
ABBV icon
47
AbbVie
ABBV
$431B
$1.9M 0.8%
36,868
+9,450
+34% +$478K
SLXP
48
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$1.88M 0.79%
+18,111
New +$1.85M
GE icon
49
GE Aerospace
GE
$390B
$1.82M 0.77%
14,703
+7,525
+105% +$930K
BIIB icon
50
Biogen
BIIB
$30.4B
$1.74M 0.74%
5,699
+5,659
+14,148% +$1.8M
1
2
3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.