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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.19%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
26
DELISTED
Celgene Corp
CELG
$1.45M 0.84%
18,766
-1,326
-7% -$92.9K
BKNG icon
27
Booking.com
BKNG
$160B
$1.44M 0.84%
35,675
-4,700
-12% -$176K
VB icon
28
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$1.41M 0.83%
13,792
+142
+1% +$14.2K
DLTR icon
29
Dollar Tree
DLTR
$24.7B
$1.36M 0.79%
23,725
-1,748
-7% -$94.4K
UTHR icon
30
United Therapeutics
UTHR
$22B
$1.34M 0.78%
17,022
-1,940
-10% -$142K
COP icon
31
ConocoPhillips
COP
$140B
$1.34M 0.78%
19,223
+2,756
+17% +$184K
ED icon
32
Consolidated Edison
ED
$39.9B
$1.32M 0.77%
24,008
+4,540
+23% +$262K
TLT icon
33
iShares 20+ Year Treasury Bond ETF
TLT
$41.8B
$1.31M 0.76%
12,278
+12,099
+6,759% +$1.28M
MO icon
34
Altria Group
MO
$114B
$1.28M 0.75%
37,419
+8,482
+29% +$299K
ABBV icon
35
AbbVie
ABBV
$435B
$1.26M 0.74%
28,187
+6,897
+32% +$306K
STMP
36
DELISTED
Stamps.com, Inc.
STMP
$1.26M 0.74%
27,410
-2,062
-7% -$86.3K
ETR icon
37
Entergy
ETR
$49.9B
$1.25M 0.73%
39,638
+5,610
+16% +$186K
PGF icon
38
Invesco Financial Preferred ETF
PGF
$674M
$1.25M 0.73%
73,067
-488
-0.7% -$8.46K
RGR icon
39
Sturm, Ruger & Co
RGR
$614M
$1.25M 0.73%
19,959
-1,146
-5% -$61.6K
ROST icon
40
Ross Stores
ROST
$81.2B
$1.24M 0.72%
34,040
-2,798
-8% -$95.5K
TJX icon
41
TJX Companies
TJX
$177B
$1.23M 0.72%
43,534
-3,674
-8% -$97.8K
CVY icon
42
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
$1.22M 0.71%
51,617
-3,692
-7% -$87.7K
MA icon
43
Mastercard
MA
$500B
$1.22M 0.71%
18,120
-2,320
-11% -$146K
AMLP icon
44
Alerian MLP ETF
AMLP
$12.8B
$1.21M 0.7%
13,710
+3,498
+34% +$309K
MCD icon
45
McDonald's
MCD
$195B
$1.19M 0.7%
12,405
+312
+3% +$30.5K
DVY icon
46
iShares Select Dividend ETF
DVY
$23.5B
$1.18M 0.69%
17,811
+3,277
+23% +$218K
TBRG
47
DELISTED
TruBridge
TBRG
$1.18M 0.69%
20,181
-1,107
-5% -$61.1K
ARLP icon
48
Alliance Resource Partners
ARLP
$3.27B
$1.18M 0.69%
31,742
-2,500
-7% -$94K
FDS icon
49
Factset
FDS
$9.89B
$1.14M 0.67%
10,469
-485
-4% -$52.4K
JBHT icon
50
JB Hunt Transport Services
JBHT
$25.6B
$1.14M 0.67%
15,634
+14,186
+980% +$1.06M
1
2
3 4 5

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.