We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGBL icon
451
Capital Group Core Balanced ETF
CGBL
$7.47B
$325K 0.02%
9,360
+194
+2% +$6.61K
VGIT icon
452
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$324K 0.02%
5,404
-50
-0.9% -$2.98K
PGR icon
453
Progressive
PGR
$124B
$324K 0.02%
+1,311
New +$323K
DVYE icon
454
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$322K 0.02%
10,853
+676
+7% +$19.9K
PDX
455
PIMCO Dynamic Income Strategy Fund
PDX
$961M
$321K 0.02%
12,889
– –
LCTD icon
456
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$295M
$321K 0.02%
6,017
+142
+2% +$7.35K
FIXD icon
457
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$317K 0.02%
7,140
-349
-5% -$15.4K
GSK icon
458
GSK
GSK
$104B
$316K 0.02%
7,322
+21
+0.3% +$820
SYK icon
459
Stryker
SYK
$133B
$315K 0.02%
853
+47
+6% +$18.2K
EMXC icon
460
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.8B
$314K 0.02%
4,644
-767
-14% -$49.6K
BABA icon
461
Alibaba
BABA
$317B
$311K 0.02%
+1,740
New +$228K
FLBL icon
462
Franklin Senior Loan ETF
FLBL
$857M
$311K 0.02%
12,944
+912
+8% +$22K
VRT icon
463
Vertiv
VRT
$104B
$310K 0.02%
+2,055
New +$274K
WTV icon
464
WisdomTree US Value Fund
WTV
$3.36B
$298K 0.02%
3,277
-65
-2% -$5.79K
CLF icon
465
Cleveland-Cliffs
CLF
$7.13B
$295K 0.02%
24,177
-21,144
-47% -$222K
VT icon
466
Vanguard Total World Stock ETF
VT
$81.2B
$293K 0.02%
2,123
+132
+7% +$17.5K
BUFD icon
467
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$292K 0.02%
10,549
– –
CLSE icon
468
Convergence Long/Short Equity ETF
CLSE
$850M
$290K 0.02%
+11,155
New +$273K
DAL icon
469
Delta Air Lines
DAL
$58.7B
$290K 0.02%
5,104
-1,538
-23% -$87.8K
EXTR icon
470
Extreme Networks
EXTR
$3.09B
$289K 0.02%
14,000
– –
IWS icon
471
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$289K 0.02%
2,067
– –
JEPQ icon
472
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.4B
$288K 0.02%
+5,014
New +$278K
VUSB icon
473
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$281K 0.02%
5,618
+26
+0.5% +$1.3K
QYLD icon
474
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$280K 0.02%
16,467
-376
-2% -$6.32K
HBAN icon
475
Huntington Bancshares
HBAN
$35.6B
$279K 0.02%
16,177
-550
-3% -$9.4K
17 18
19
20 21

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.