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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POOL icon
451
Pool Corp
POOL
$7.26B
$256K 0.02%
641
-9
-1% -$3.15K
FIXD icon
452
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$254K 0.02%
5,705
-97
-2% -$4.13K
NCLH icon
453
Norwegian Cruise Line
NCLH
$8.55B
$253K 0.02%
12,612
+776
+7% +$12.4K
RCL icon
454
Royal Caribbean
RCL
$82.5B
$253K 0.02%
+1,951
New +$199K
DD icon
455
DuPont de Nemours
DD
$19.2B
$252K 0.02%
+2,608
New +$237K
SDY icon
456
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$252K 0.02%
+2,015
New +$237K
CMG icon
457
Chipotle Mexican Grill
CMG
$40.9B
$252K 0.02%
+5,500
New +$229K
IYE icon
458
iShares US Energy ETF
IYE
$1.76B
$249K 0.02%
5,636
+937
+20% +$42.1K
MRNA icon
459
Moderna
MRNA
$23.8B
$248K 0.02%
2,493
-476
-16% -$40K
EXTR icon
460
Extreme Networks
EXTR
$3.13B
$247K 0.02%
14,000
– –
EEMV icon
461
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$247K 0.02%
4,436
+101
+2% +$5.42K
FBT icon
462
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$246K 0.02%
1,558
+93
+6% +$13.4K
ROK icon
463
Rockwell Automation
ROK
$48.7B
$244K 0.02%
786
-2
-0.3% -$561
SNX icon
464
TD Synnex
SNX
$20.5B
$244K 0.02%
2,266
+8
+0.4% +$785
DLR icon
465
Digital Realty Trust
DLR
$70.6B
$242K 0.02%
1,799
+70
+4% +$9.04K
SSUS icon
466
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$585M
$242K 0.02%
6,784
-274
-4% -$9.47K
PAA icon
467
Plains All American Pipeline
PAA
$16.3B
$241K 0.02%
15,885
-821
-5% -$12.5K
WYNN icon
468
Wynn Resorts
WYNN
$10.5B
$239K 0.02%
2,623
+85
+3% +$7.54K
TYL icon
469
Tyler Technologies
TYL
$13.1B
$237K 0.02%
+568
New +$227K
RNG icon
470
RingCentral
RNG
$5.43B
$237K 0.02%
+6,974
New +$208K
IYF icon
471
iShares US Financials ETF
IYF
$4.4B
$236K 0.02%
2,760
– –
DTE icon
472
DTE Energy
DTE
$28.7B
$235K 0.02%
2,133
-23
-1% -$2.36K
IXUS icon
473
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$235K 0.02%
3,622
+121
+3% +$7.41K
FSK icon
474
FS KKR Capital
FSK
$3.37B
$235K 0.02%
11,759
+897
+8% +$17.6K
SPHQ icon
475
Invesco S&P 500 Quality ETF
SPHQ
$19.8B
$234K 0.02%
+4,333
New +$223K
17 18
19
20 21

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.