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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIH icon
451
VanEck Oil Services ETF
OIH
$1.95B
$229K 0.02%
826
+60
+8% +$18.4K
ETN icon
452
Eaton
ETN
$173B
$229K 0.02%
1,335
-96
-7% -$16K
FTXL icon
453
First Trust Nasdaq Semiconductor ETF
FTXL
$1.32B
$229K 0.02%
+3,526
New +$214K
PUK icon
454
Prudential
PUK
$35.1B
$228K 0.02%
8,354
– –
PAA icon
455
Plains All American Pipeline
PAA
$16.4B
$228K 0.02%
+18,305
New +$229K
BP icon
456
BP
BP
$110B
$228K 0.02%
5,997
– –
ATVI
457
DELISTED
Activision Blizzard
ATVI
$227K 0.02%
2,656
– –
FBT icon
458
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$227K 0.02%
1,462
-6,855
-82% -$1.08M
VEEV icon
459
Veeva Systems
VEEV
$38.1B
$226K 0.02%
+1,230
New +$210K
NEM icon
460
Newmont
NEM
$124B
$225K 0.02%
4,591
-5,879
-56% -$285K
MGK icon
461
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$225K 0.02%
+5,500
New +$208K
CMG icon
462
Chipotle Mexican Grill
CMG
$40.7B
$224K 0.02%
+6,550
New +$206K
APH icon
463
Amphenol
APH
$207B
$217K 0.02%
5,308
-4
-0.1% -$158
PYPL icon
464
PayPal
PYPL
$50.5B
$217K 0.02%
2,852
-440
-13% -$33.9K
MOS icon
465
The Mosaic Company
MOS
$7.46B
$217K 0.02%
4,719
-74
-2% -$3.58K
XSD icon
466
State Street SPDR S&P Semiconductor ETF
XSD
$2.82B
$216K 0.02%
+1,035
New +$203K
BX icon
467
Blackstone
BX
$113B
$216K 0.02%
+2,456
New +$217K
IDXX icon
468
Idexx Laboratories
IDXX
$46.9B
$214K 0.02%
+429
New +$205K
FITB
469
Fifth Third Bancorp
FITB
$51.8B
$213K 0.02%
7,993
+1,521
+24% +$50.5K
UBER icon
470
Uber
UBER
$159B
$213K 0.02%
+6,716
New +$213K
LIN icon
471
Linde
LIN
$227B
$212K 0.02%
597
-24
-4% -$8.04K
VGIT icon
472
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$211K 0.02%
+3,524
New +$209K
XLC icon
473
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$211K 0.02%
+3,635
New +$197K
AXP icon
474
American Express
AXP
$229B
$210K 0.02%
1,271
-87
-6% -$14.4K
OXY icon
475
Occidental Petroleum
OXY
$58.6B
$209K 0.02%
3,352
+51
+2% +$3.17K
17 18
19
20 21

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.