RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
This Quarter Return
-5.72%
1 Year Return
+14.14%
3 Year Return
+50.89%
5 Year Return
+76.19%
10 Year Return
+154.28%
AUM
$935M
AUM Growth
+$935M
Cap. Flow
+$39M
Cap. Flow %
4.17%
Top 10 Hldgs %
21.36%
Holding
535
New
39
Increased
251
Reduced
163
Closed
58

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$9.35M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$6.66M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$5.43M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
$5.33M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$4.65M

Top Sells

1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
$7.43M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
$5.96M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$4.64M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$3.2M

Sector Composition

1 Technology 6.05%
2 Healthcare 5.98%
3 Consumer Staples 4.72%
4 Consumer Discretionary 3.36%
5 Financials 2.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NS
451
DELISTED
NuStar Energy L.P.
NS
$155K 0.02%
11,500
– –
PSEC icon
452
Prospect Capital
PSEC
$1.34B
$127K 0.01%
20,404
+1,056
+5% +$6.57K
TSI
453
TCW Strategic Income Fund
TSI
$237M
$100K 0.01%
21,228
-1,912
-8% -$9.01K
UAA icon
454
Under Armour
UAA
$2.17B
$97K 0.01%
14,550
-1,200
-8% -$8K
SIRI icon
455
SiriusXM
SIRI
$7.92B
$91K 0.01%
15,927
+18
+0.1% +$114
WW
456
DELISTED
WW International
WW
$82K 0.01%
20,900
+200
+1% +$785
ABEV icon
457
Ambev
ABEV
$33.5B
$49K 0.01%
17,382
+305
+2% +$860
VIEW
458
DELISTED
View, Inc. Class A Common Stock
VIEW
$49K 0.01%
36,349
-1,199
-3% -$1.62K
FSI icon
459
Flexible Solutions
FSI
$125M
$47K 0.01%
28,460
-535
-2% -$884
TLRY icon
460
Tilray
TLRY
$1.31B
$45K ﹤0.01%
16,398
-5,198
-24% -$14.3K
SAN icon
461
Banco Santander
SAN
$140B
$26K ﹤0.01%
11,077
– –
PBI icon
462
Pitney Bowes
PBI
$2.07B
$24K ﹤0.01%
10,500
+500
+5% +$1.14K
CLIR icon
463
ClearSign Technologies
CLIR
$31.2M
$23K ﹤0.01%
+25,000
New +$23K
USBC
464
USBC, Inc.
USBC
$333M
$20K ﹤0.01%
+11,000
New +$20K
PETV
465
DELISTED
PetVivo Holdings, Inc. Common Stock
PETV
$5K ﹤0.01%
21,377
– –
ATVI
466
DELISTED
Activision Blizzard Inc.
ATVI
– –
-2,724
Closed -$212K
SPLK
467
DELISTED
Splunk Inc
SPLK
– –
-3,938
Closed -$348K
XLRE icon
468
Real Estate Select Sector SPDR Fund
XLRE
$7.53B
– –
-8,498
Closed -$347K
XLP icon
469
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
– –
-7,253
Closed -$524K
XLI icon
470
Industrial Select Sector SPDR Fund
XLI
$23B
– –
-2,651
Closed -$232K
WELL icon
471
Welltower
WELL
$112B
– –
-3,416
Closed -$281K
WBD icon
472
Warner Bros
WBD
$29.5B
– –
-16,188
Closed -$217K
UL icon
473
Unilever
UL
$158B
– –
-4,415
Closed -$202K
SPYV icon
474
SPDR Portfolio S&P 500 Value ETF
SPYV
$28B
– –
-8,108
Closed -$299K
SLYV icon
475
SPDR S&P 600 Small Cap Value ETF
SLYV
$4B
– –
-5,393
Closed -$391K
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