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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
451
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$160K 0.02%
21,147
– –
NS
452
DELISTED
NuStar Energy L.P.
NS
$155K 0.02%
11,500
– –
PSEC icon
453
Prospect Capital
PSEC
$1.15B
$127K 0.01%
20,404
+1,056
+5% +$7.89K
TSI
454
TCW Strategic Income Fund
TSI
$213M
$100K 0.01%
21,228
-1,912
-8% -$9.43K
UAA icon
455
Under Armour
UAA
$2.5B
$97K 0.01%
14,550
-1,200
-8% -$10.5K
SIRI icon
456
SiriusXM
SIRI
$9.7B
$91K 0.01%
1,593
+2
+0.1% +$126
SOFI icon
457
CALL
SoFi Technologies
SOFI
$23.4B
– –
0
– –
WW
458
DELISTED
WW International
WW
$82K 0.01%
20,900
+200
+1% +$1.21K
ABEV icon
459
Ambev
ABEV
$45.4B
$49K 0.01%
17,382
+305
+2% +$865
VIEW
460
DELISTED
View, Inc. Class A Common Stock
VIEW
$49K 0.01%
606
-20
-3% -$2.27K
FSI icon
461
Flexible Solutions
FSI
$63.5M
$47K 0.01%
28,460
-535
-2% -$1.19K
TLRY icon
462
Tilray
TLRY
$602M
$45K ﹤0.01%
1,640
-520
-24% -$18.2K
SAN icon
463
Banco Santander
SAN
$210B
$26K ﹤0.01%
11,077
– –
PBI icon
464
Pitney Bowes
PBI
$2.33B
$24K ﹤0.01%
10,500
+500
+5% +$1.6K
CLIR icon
465
ClearSign Technologies
CLIR
$26.5M
$23K ﹤0.01%
+2,500
New +$26.7K
USBC
466
USBC Inc
USBC
$137M
$20K ﹤0.01%
+275
New +$21.2K
BABA icon
467
CALL
Alibaba
BABA
$317B
– –
0
– –
PETV
468
DELISTED
PetVivo Holdings, Inc. Common Stock
PETV
$5K ﹤0.01%
21,377
– –
AMAT icon
469
Applied Materials
AMAT
$415B
– –
-9,101
Closed -$828K
ASEA icon
470
Global X FTSE Southeast Asia ETF
ASEA
$102M
– –
-24,025
Closed -$329K
OPTU
471
Optimum Communications Inc
OPTU
$306M
– –
-19,673
Closed -$182K
BKLN icon
472
Invesco Senior Loan ETF
BKLN
$6.74B
– –
-9,846
Closed -$200K
BWA icon
473
BorgWarner
BWA
$14.1B
– –
-32,062
Closed -$942K
CHTR icon
474
Charter Communications
CHTR
$18.3B
– –
-449
Closed -$210K
CMP icon
475
Compass Minerals
CMP
$1.13B
– –
-23,880
Closed -$845K
17 18
19
20 21

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.