We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
451
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-20,596
Closed -$646K
XLV icon
452
State Street Health Care Select Sector SPDR ETF
XLV
$44B
– –
-5,947
Closed -$675K
XLY icon
453
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
– –
-3,670
Closed -$295K
XOM icon
454
ExxonMobil
XOM
$662B
– –
-17,859
Closed -$736K
YYY icon
455
Amplify CEF High Income ETF
YYY
$742M
– –
-13,456
Closed -$214K
ZBRA icon
456
Zebra Technologies
ZBRA
$17.9B
– –
-809
Closed -$311K
CPAY icon
457
Corpay
CPAY
$26.2B
– –
-2,103
Closed -$574K
XYZ
458
Block Inc
XYZ
$47.5B
– –
-11,414
Closed -$2.48M
DM
459
DELISTED
Desktop Metal, Inc.
DM
– –
-1,000
Closed -$172K
AMJ
460
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-81,121
Closed -$1.13M
NS
461
DELISTED
NuStar Energy L.P.
NS
– –
-19,400
Closed -$280K
PGAL
462
DELISTED
Global X MSCI Portugal ETF
PGAL
– –
-13,956
Closed -$153K
NVTA
463
DELISTED
Invitae Corporation
NVTA
– –
-8,964
Closed -$375K
STOR
464
DELISTED
STORE Capital Corporation
STOR
– –
-26,670
Closed -$906K
TWTR
465
DELISTED
Twitter, Inc.
TWTR
– –
-6,600
Closed -$357K
NXQ
466
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-13,806
Closed -$220K
MDLA
467
DELISTED
Medallia, Inc.
MDLA
– –
-8,199
Closed -$272K
ATVI
468
DELISTED
Activision Blizzard
ATVI
– –
-2,573
Closed -$239K
15 16 17 18
19

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.