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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NVCR icon
451
NovoCure
NVCR
$2.02B
$201K 0.02%
+1,160
New +$159K
MORT icon
452
VanEck Mortgage REIT Income ETF
MORT
$369M
$177K 0.02%
+10,567
New +$162K
DM
453
DELISTED
Desktop Metal, Inc.
DM
$172K 0.02%
+1,000
New +$132K
ETW
454
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$169K 0.02%
+17,505
New +$160K
PGAL
455
DELISTED
Global X MSCI Portugal ETF
PGAL
$153K 0.02%
+13,956
New +$137K
SVM
456
Silvercorp Metals
SVM
$2.7B
$143K 0.02%
+21,417
New +$147K
TSI
457
TCW Strategic Income Fund
TSI
$213M
$136K 0.02%
+23,833
New +$135K
SIRI icon
458
SiriusXM
SIRI
$9.7B
$131K 0.01%
+2,062
New +$127K
EXTR icon
459
Extreme Networks
EXTR
$3.09B
$107K 0.01%
+15,540
New +$83.4K
FXN icon
460
First Trust Energy AlphaDEX Fund
FXN
$386M
$83K 0.01%
+10,416
New +$71.4K
ABEV icon
461
Ambev
ABEV
$45.4B
$78K 0.01%
+25,607
New +$69.1K
USA icon
462
Liberty All-Star Equity Fund
USA
$1.86B
$69K 0.01%
+10,022
New +$64.3K
VZ icon
463
CALL
Verizon
VZ
$195B
$59K 0.01%
+1,000
New +$59.4K
PSEC icon
464
Prospect Capital
PSEC
$1.15B
$56K 0.01%
+10,382
New +$54.7K
GSK icon
465
CALL
GSK
GSK
$104B
$37K ﹤0.01%
+800
New +$36.7K
FSI icon
466
Flexible Solutions
FSI
$63.5M
$28K ﹤0.01%
+11,260
New +$27.9K
AZN icon
467
CALL
AstraZeneca
AZN
$251B
$15K ﹤0.01%
+150
New +$15.9K
FCX icon
468
CALL
Freeport-McMoran
FCX
$98.7B
$13K ﹤0.01%
+500
New +$10.4K

Similar funds

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.