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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
426
Cboe Global Markets
CBOE
$29.8B
$223K 0.02%
1,896
-11
-0.6% -$1.32K
RPRX icon
427
Royalty Pharma
RPRX
$25.8B
$219K 0.02%
+5,450
New +$233K
IAU icon
428
iShares Gold Trust
IAU
$65.1B
$216K 0.02%
6,852
-12,043
-64% -$395K
NXP icon
429
Nuveen Select Tax-Free Income Portfolio
NXP
$895M
$215K 0.02%
16,480
-6,154
-27% -$85.8K
X
430
DELISTED
US Steel
X
$215K 0.02%
11,840
-375
-3% -$8.02K
BP icon
431
BP
BP
$110B
$214K 0.02%
7,495
-17
-0.2% -$506
DVN icon
432
Devon Energy
DVN
$49.9B
$213K 0.02%
+3,550
New +$221K
ACWI icon
433
iShares MSCI ACWI ETF
ACWI
$33.3B
$211K 0.02%
2,711
-205
-7% -$17.7K
SIMO icon
434
Silicon Motion
SIMO
$7.82B
$211K 0.02%
3,231
+14
+0.4% +$1.1K
LHX icon
435
L3Harris
LHX
$54B
$210K 0.02%
1,011
-17
-2% -$3.92K
OXY icon
436
Occidental Petroleum
OXY
$58.6B
$209K 0.02%
3,406
-100
-3% -$6.4K
VGIT icon
437
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$209K 0.02%
3,583
+217
+6% +$13.2K
PGF icon
438
Invesco Financial Preferred ETF
PGF
$667M
$208K 0.02%
13,859
+222
+2% +$3.51K
IMCG icon
439
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.11B
$206K 0.02%
+4,084
New +$228K
VEU icon
440
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$206K 0.02%
4,650
-516
-10% -$25.5K
DAL icon
441
Delta Air Lines
DAL
$58.7B
$204K 0.02%
7,281
-1,271
-15% -$40.4K
FITB
442
Fifth Third Bancorp
FITB
$51.8B
$204K 0.02%
6,393
-532
-8% -$18.3K
TIPX icon
443
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$204K 0.02%
11,186
-59,628
-84% -$1.15M
CPAY icon
444
Corpay
CPAY
$26.2B
$203K 0.02%
1,154
+20
+2% +$4.29K
PDBC icon
445
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.63B
$202K 0.02%
12,498
-1,742
-12% -$29.9K
VRP icon
446
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$202K 0.02%
+9,231
New +$211K
IETC icon
447
iShares US Tech Independence Focused ETF
IETC
$715M
$200K 0.02%
5,067
+6
+0.1% +$271
GSBD icon
448
Goldman Sachs BDC
GSBD
$1.1B
$198K 0.02%
13,700
+50
+0.4% +$846
EXTR icon
449
Extreme Networks
EXTR
$3.09B
$183K 0.02%
14,000
– –
SOFI icon
450
SoFi Technologies
SOFI
$23.4B
$163K 0.02%
33,357
+1,471
+5% +$9.31K
16 17
18
19 20

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.