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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTRS icon
426
Viatris
VTRS
$18.6B
– –
-17,704
Closed -$332K
VTV icon
427
Vanguard Morningstar Value ETF
VTV
$192B
– –
-59,170
Closed -$7.04M
VV icon
428
Vanguard Morningstar Large-Cap ETF
VV
$54.6B
– –
-1,531
Closed -$269K
VXF icon
429
Vanguard Extended Market ETF
VXF
$31.8B
– –
-12,724
Closed -$2.1M
VXUS icon
430
Vanguard Total International Stock ETF
VXUS
$162B
– –
-7,228
Closed -$435K
VYM icon
431
Vanguard High Dividend Yield ETF
VYM
$83.7B
– –
-39,912
Closed -$3.65M
VZ icon
432
CALL
Verizon
VZ
$194B
– –
-1,000
Closed -$59K
VZ icon
433
Verizon
VZ
$194B
– –
-59,876
Closed -$3.52M
WBA
434
DELISTED
Walgreens Boots Alliance
WBA
– –
-5,999
Closed -$239K
WEC icon
435
WEC Energy
WEC
$34.7B
– –
-2,327
Closed -$214K
WELL icon
436
Welltower
WELL
$170B
– –
-3,926
Closed -$254K
WFC icon
437
Wells Fargo
WFC
$265B
– –
-8,037
Closed -$243K
WM icon
438
Waste Management
WM
$90.9B
– –
-19,165
Closed -$2.26M
WMT icon
439
Walmart Inc
WMT
$888B
– –
-70,860
Closed -$3.4M
WW
440
DELISTED
WW International
WW
– –
-10,400
Closed -$254K
WWD icon
441
Woodward
WWD
$21.3B
– –
-3,109
Closed -$378K
X
442
DELISTED
US Steel
X
– –
-32,103
Closed -$538K
XBI icon
443
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-2,250
Closed -$317K
XES icon
444
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$381M
– –
-37,653
Closed -$1.69M
XHB icon
445
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
– –
-4,031
Closed -$232K
XLE icon
446
State Street Energy Select Sector SPDR ETF
XLE
$38.7B
– –
-23,762
Closed -$450K
XLF icon
447
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
– –
-10,209
Closed -$301K
XLI icon
448
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
– –
-3,627
Closed -$321K
XLK icon
449
State Street Technology Select Sector SPDR ETF
XLK
$123B
– –
-13,966
Closed -$908K
XLP icon
450
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
– –
-3,192
Closed -$215K
15 16 17
18
19

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PAIM
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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.