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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTTR icon
426
Otter Tail
OTTR
$3.94B
$33K 0.01%
1,066
– –
SAN icon
427
Banco Santander
SAN
$210B
$33K 0.01%
3,825
+302
+9% +$2.47K
ACN icon
428
Accenture
ACN
$108B
$32K 0.01%
406
+71
+21% +$5.83K
GM icon
429
General Motors
GM
$76.8B
$32K 0.01%
928
– –
WAB icon
430
Wabtec
WAB
$49.3B
$32K 0.01%
413
+83
+25% +$6.34K
ACG
431
DELISTED
AllianceBernstein Income Fund Inc
ACG
$32K 0.01%
4,325
– –
CSG
432
DELISTED
CHAMBERS STR PPTYS COM
CSG
$32K 0.01%
4,123
– –
TSLA icon
433
Tesla
TSLA
$1.3T
$31K 0.01%
2,265
+1,515
+202% +$20.3K
AET
434
DELISTED
Aetna Inc
AET
$31K 0.01%
415
+339
+446% +$24K
GILD icon
435
Gilead Sciences
GILD
$165B
$30K 0.01%
420
+395
+1,580% +$31K
USA icon
436
Liberty All-Star Equity Fund
USA
$1.85B
$30K 0.01%
5,032
+1,018
+25% +$5.94K
VMI icon
437
Valmont Industries
VMI
$9.53B
$30K 0.01%
200
– –
ALXN
438
DELISTED
Alexion Pharmaceuticals
ALXN
$30K 0.01%
200
– –
VNR
439
DELISTED
Vanguard Natural Resources, LLC
VNR
$30K 0.01%
+1,000
New +$29.9K
FYX icon
440
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$29K 0.01%
+600
New +$28.6K
GOLD
441
DELISTED
Randgold Resources Ltd
GOLD
$29K 0.01%
386
-50
-11% -$3.65K
FSLR icon
442
First Solar
FSLR
$26.9B
$28K 0.01%
400
– –
IDU icon
443
iShares US Utilities ETF
IDU
$1.4B
$28K 0.01%
532
– –
IYY icon
444
iShares Dow Jones US ETF
IYY
$3.06B
$28K 0.01%
600
-1,100
-65% -$51.2K
STX icon
445
Seagate
STX
$184B
$28K 0.01%
500
– –
RTN
446
DELISTED
Raytheon Company
RTN
$28K 0.01%
285
-14
-5% -$1.33K
RAX
447
DELISTED
Rackspace Hosting Inc
RAX
$28K 0.01%
868
+168
+24% +$6.03K
DST
448
DELISTED
DST Systems Inc.
DST
$28K 0.01%
+600
New +$28K
PXLC
449
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$28K 0.01%
760
– –
AOA icon
450
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$27K 0.01%
600
– –
16 17
18
19 20

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.