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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
401
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$329K 0.02%
1,510
+9
+0.6% +$1.84K
ETN icon
402
Eaton
ETN
$174B
$328K 0.02%
1,363
+145
+12% +$32K
APH icon
403
Amphenol
APH
$209B
$324K 0.02%
6,536
+584
+10% +$25.8K
AXP icon
404
American Express
AXP
$228B
$324K 0.02%
1,728
-310
-15% -$49.9K
GPC icon
405
Genuine Parts
GPC
$18.4B
$321K 0.02%
2,318
-8
-0.3% -$1.1K
VRSK icon
406
Verisk Analytics
VRSK
$23.3B
$321K 0.02%
1,343
+150
+13% +$35.5K
FXU icon
407
First Trust Utilities AlphaDEX Fund
FXU
$814M
$321K 0.02%
10,118
-1,050
-9% -$31.3K
SLB icon
408
SLB Ltd
SLB
$78.9B
$319K 0.02%
6,139
-135
-2% -$7.34K
IWS icon
409
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$319K 0.02%
2,742
-215
-7% -$22.9K
SUSC icon
410
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$318K 0.02%
13,676
+362
+3% +$8K
ANGL icon
411
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
$317K 0.02%
11,002
+1,491
+16% +$41.1K
BSCO
412
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$316K 0.02%
15,107
+1,109
+8% +$23K
ESGE icon
413
iShares ESG Aware MSCI EM ETF
ESGE
$6.7B
$311K 0.02%
9,688
-2,629
-21% -$81.1K
DFAC icon
414
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$310K 0.02%
10,600
– –
GILD icon
415
Gilead Sciences
GILD
$165B
$309K 0.02%
3,818
-135
-3% -$10.5K
FBND icon
416
Fidelity Total Bond ETF
FBND
$27.2B
$307K 0.02%
6,670
-2,368
-26% -$105K
JSMD icon
417
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$307K 0.02%
4,668
-92
-2% -$5.46K
FLHY icon
418
Franklin High Yield Corporate ETF
FLHY
$1.24B
$305K 0.02%
13,011
+550
+4% +$12.5K
TROW icon
419
T. Rowe Price
TROW
$24.3B
$305K 0.02%
2,829
-1,970
-41% -$196K
UNM icon
420
Unum
UNM
$14.4B
$304K 0.02%
+6,713
New +$306K
WW
421
DELISTED
WW International
WW
$298K 0.02%
34,100
-100
-0.3% -$849
PGR icon
422
Progressive
PGR
$124B
$297K 0.02%
1,863
-405
-18% -$63.4K
EXP icon
423
Eagle Materials
EXP
$6.43B
$295K 0.02%
1,456
+34
+2% +$5.98K
CMI icon
424
Cummins
CMI
$87.9B
$295K 0.02%
1,233
-28
-2% -$6.37K
RSPF icon
425
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$294K 0.02%
5,025
– –
15 16
17
18 19

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.